Top 10 financial advisors in North Carolina
We've curated a list of the best financial advisors in North Carolina, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $115,942,729,824 Number of advisors 1338 advisors | |||
| 2 | Assets under management $30,803,228,222 Number of advisors 60 advisors | |||
| 3 | Assets under management $10,095,700,130 Number of advisors 227 advisors | |||
| 4 | Assets under management $7,930,000,000 Number of advisors 26 advisors | |||
| 5 | Assets under management $3,039,682,750 Number of advisors 37 advisors | |||
| 6 | Assets under management $2,798,665,776 Number of advisors 31 advisors | |||
| 7 | Assets under management $2,709,127,279 Number of advisors 17 advisors | |||
| 8 | Assets under management $2,152,589,491 Number of advisors 13 advisors | |||
| 9 | Assets under management $1,737,746,677 Number of advisors 116 advisors | |||
| 10 | Assets under management $1,450,962,289 Number of advisors 128 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in North Carolina, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Captrust
CAPTRUST Financial Advisors, also known as CapFinancial Partners, LLC, is an investment adviser registered under the Investment Advisers Act of 1940. The firm offers various advisory services, including portfolio management on a non-wrap fee basis, business, financial, and estate planning, institutional and retirement plan advisory services, and participant advisory services. Clients can choose between portfolio management account (PMA) services or separately managed account (SMA) services. The firm provides investment consulting services not related to managed account services. For PMA and WAS programs, clients can have discretionary or non-discretionary accounts. The Portfolio Manager may be the Investment Committee or the Client's CAPTRUST Financial Advisor. The firm uses a risk-based and outcome-based approach to asset allocation and offers services such as establishing investment strategies, determining asset allocation strategies, and performing periodic rebalancing. The minimum initial investment for PMA accounts is $50,000, while for SMA accounts, it is typically $100,000 or more. Fees for the Wrap Fee Programs are tiered based on assets under management, with maximum annual fees ranging from 1.25% to 2.25%. The firm's fee structure is negotiable under certain circumstances. CAPTRUST provides detailed information on its investment strategies, methods of analysis, and risk factors associated with investing in securities. The firm's Code of Ethics addresses fiduciary obligations, personal securities trading procedures, and restrictions on insider trading. Clients are provided with regular account reviews and performance reports, and the firm has a robust privacy policy and business continuity plan in place. Additional information, including details on client referrals and compensation, can be found on the firm's website.
$115,942,729,824 under management
1338 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Alight Financial Advisors, LLC
Alight Financial Advisors, LLC, established on September 14, 2011, specializes in Workplace Retirement Solutions, offering advisory services to participants in employer-sponsored defined contribution plans. The firm manages approximately $30.4 billion in assets on a discretionary basis. Fees for services vary, with Online Platform Fees up to $10 per participant annually and Professional Management fees based on a percentage of managed assets (up to 0.60%). Alight Financial Advisors acts as a fiduciary under Prohibited Transaction Exemption 2020-02, ensuring advice is in clients' best interests. Clients have investment discretion options, including Retirement Evaluation, Online Advice, and Professional Management. The firm employs Financial Engines Advisors L.L.C. for sub-advisory services. Investment strategies focus on diversified portfolios and long-term investments. The firm's Code of Ethics emphasizes ethical conduct and client interests. Alight Financial Advisors does not charge performance-based fees and has no disciplinary history. The firm does not have custody of client accounts and does not vote proxies. For further details, clients can contact the firm directly.
$30,803,228,222 under management
60 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SET-UP FEES AND RELATED SERVICES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Educational Seminars/workshops
Independent Advisor Alliance, LLC
Independent Advisor Alliance, LLC is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $10,095,700,130 of assets under management and employs about 227 people. Independent Advisor Alliance, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$10,095,700,130 under management
227 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Wedge Capital Management Llp
WEDGE Capital Management L.L.P. is an independent investment advisory firm established in 1984 and based in Charlotte, NC. The firm offers value-oriented equity and fixed income strategies, including traditional and quantitative management of stocks across various market capitalization ranges, balanced account management, and fixed income management. WEDGE seeks to be engaged as a portfolio manager on a fully discretionary basis, utilizing proprietary model portfolios but also tailoring offerings to client-specified guidelines. The firm manages $7.93 billion of client assets on a fully discretionary basis as of June 30, 2023, with account minimums generally set at $10 million, but exceptions are granted in certain circumstances. WEDGE charges fees based on a percentage of assets under management, with fee schedules varying by product. The firm does not charge performance-based fees or participate in side-by-side management. WEDGE does not act as a fiduciary or make investment recommendations until an agreement is signed. The firm's investment strategies involve bottom-up security selection, quantitative management, and a focus on value investing principles. Clients primarily include institutional investors and high net worth individuals. WEDGE does not maintain custody of client funds and provides proxy voting services unless instructed otherwise. The firm votes proxies in the best economic interest of shareholders and has a Proxy Policy to guide voting practices. WEDGE has no disciplinary events and does not engage in other financial industry activities or affiliations that create conflicts of interest.
$7,930,000,000 under management
26 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Franklin Street Advisors Inc.
**Franklin Street Advisors, Inc. Summary:** Established in 1991, Franklin Street Advisors, Inc. (FSA) is a registered investment adviser specializing in providing strategic investment advice to high-net-worth individuals and institutional investors. FSA, acquired by Fifth Third Acquisition Holdings, LLC in 2018, operates as a wholly owned subsidiary of Fifth Third Bank, National Association. Acting as a fiduciary under the Investment Advisers Act of 1940, FSA offers high-touch investment management services tailored to individual financial goals. **Key Consumer-Facing Terms:** - Minimum relationship size: $1 million - Fee structure: Tiered annual fee based on assets under management - Investment discretion: FSA generally accepts accounts with full investment discretion - Custody: Client assets held by qualified custodians; FSA deemed to have custody due to fee deduction authority and standing letters of authorization - Fee payment: Annual management fee assessed quarterly based on account assets - Investment strategy: Open architecture approach with access to various asset classes and managed separate accounts - Risk factors: Detailed risk analysis provided, including market, credit, cybersecurity, and political risks - Brokerage practices: Consideration of multiple factors beyond commission rates; use of soft dollars for research services **Advisory Business Description:** FSA employs an Investment Policy Committee to formulate asset allocation strategies and offers various Strategic Asset Allocation models. The firm provides customized investment solutions, including managed separate accounts and private funds. Clients receive regular account reviews, performance reports, and market outlook letters. For more detailed information, the complete Form ADV Part 2A brochure is available upon request from FSA. [Contact Information:](919) 489-2600 | [email protected] | www.franklin-street.com This summary is based on information provided in the Form ADV Part 2A brochure of Franklin Street Advisors, Inc. as of March 2025.
$3,039,682,750 under management
37 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SECURITY RECOMMENDATIONS
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Investment Advice
Bragg Financial Advisors Inc
Bragg Financial Advisors Inc is a financial advisory firm based in Charlotte, North Carolina. It currently has approximately $2,798,665,776 of assets under management and employs about 31 people. Bragg Financial Advisors Inc uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$2,798,665,776 under management
31 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Smith Salley Wealth Management
Smith Salley Wealth Management is a financial advisory firm based in Greensboro, North Carolina. It currently has approximately $2,709,127,279 of assets under management and employs about 17 people. Smith Salley Wealth Management uses a fee structure of and a percentage of assets under your management.
$2,709,127,279 under management
17 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Colony Family Offices, LLC
Colony Family Offices, LLC is a registered investment adviser founded in May 2013 and based in Charlotte, North Carolina. The firm specializes in providing comprehensive wealth management services to ultra-high net worth families, focusing on financial planning, investment advisory, tax planning, education, philanthropy, operations, and risk management. Colony offers wealth management services on a discretionary and non-discretionary basis, tailoring its service offerings to meet the unique needs of each family. As of December 31, 2024, Colony managed $2.94 billion in assets on a discretionary basis and $63.51 million on a non-discretionary basis. The firm charges fees based on assets under management, with a tiered fee schedule ranging from 0.50% to 1.00% annually. Clients may also be charged a reporting fee on reported assets. Colony does not charge performance-based fees. The firm primarily serves high-net-worth individuals, families, trusts, estates, retirement accounts, corporations, business entities, and family foundations. Colony engages in thorough research, manager due diligence, and asset allocation research through Greycourt & Co., Inc. Investment strategies include long-term purchases, short-term purchases, margin transactions, and option writing. Colony has not been subject to any legal or disciplinary events. The firm receives economic benefits from custodians and may receive compensation from promoters for client referrals. Clients are encouraged to review statements from both Colony and custodians to ensure accuracy. Colony offers discretionary voting of client securities and has policies in place for proxy voting. The firm has no financial commitments impairing its ability to meet client commitments.
$2,152,589,491 under management
13 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Capital Investment Advisory Services, LLC
Capital Investment Advisory Services, LLC is a registered investment adviser based in Raleigh, North Carolina, founded in 2008. The firm specializes in providing portfolio management and supervisory services. They offer various types of advisory services, including separately managed accounts, third-party asset management programs, sub-advised accounts, and financial planning services. Clients work with Investment Adviser Representatives (IARs) to determine key factors such as investment objectives, risk tolerance, and time horizon. CIAS manages assets based on the client's profile and regularly reviews and updates model portfolios. The firm operates as a fiduciary, acting in the best interests of clients. There is no minimum account size required, but accounts may be subject to a minimum annual fee of $500, which is negotiable. CIAS charges fees based on a percentage of assets under management, typically around 2% annually. The firm does not participate in soft dollar practices and generally recommends the use of affiliated broker/dealers for trading services. Clients receive statements at least quarterly detailing holdings and activity, and CIAS does not custody client funds and securities. The firm has no disciplinary information, bankruptcy proceedings, or financial commitments that impair its ability to meet client commitments.
$1,737,746,677 under management
116 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Alphastar Capital Management, LLC
Alphastar Capital Management, LLC is a financial advisory firm based in Cornelius, North Carolina. It currently has approximately $1,450,962,289 of assets under management and employs about 128 people. Alphastar Capital Management, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$1,450,962,289 under management
128 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Sub-advisory Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in North Carolina, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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