Meridian Wealth Management, LLC is a boutique investment advisory firm founded in 2009 by Gregory W. Couch. The firm offers comprehensive wealth management services to individuals, high net-worth individuals, pension and profit-sharing plans, charitable organizations, corporations, and businesses. Meridian provides discretionary and non-discretionary portfolio management services, tailored to meet clients' needs and investment objectives. The firm mainly uses equity securities, exchange-traded funds, mutual funds, and other securities in its portfolio management programs. Meridian also offers financial planning and consulting services, including retirement planning and management services. The firm charges an annual fee based on a percentage of assets under management, negotiable between 0.0% and 2.0%. Hourly charges or flat fees for financial planning services range from $250-$500 per month or quarter. Meridian does not accept performance-based fees, and clients can expect periodic portfolio reviews and financial planning meetings. The firm does not vote proxies on behalf of clients and does not have custody of client funds or securities. Meridian has not been the subject of a bankruptcy proceeding and has no financial commitment impairing its ability to meet client commitments.

E.S. Barr & Company is a SEC-registered investment adviser established in 1992 by Edward S. Barr in Lexington, Kentucky. The firm offers investment management services on a discretionary basis, focusing on delivering superior risk-adjusted investment returns while emphasizing capital preservation. Client accounts are managed separately, allowing for customized asset allocation based on individual needs and risk tolerance. As of December 31, 2024, the firm managed $1,971,942,913 of client assets on a discretionary basis. Fees are charged based on the value of assets under management, with annualized rates ranging from 0.50% to 1.25%. The firm does not charge performance-based fees. Edward S. Barr also engages in an investment advisory role for Sandfly Partners, Ltd., which may earn performance-based fees. The firm's investment philosophy centers on a patient, disciplined fundamental value approach, focusing on publicly traded securities as if buying into a private business. They primarily invest in individual equities and may utilize government, corporate, and municipal debt obligations. Clients include individuals, high-net-worth individuals, trusts, and corporations, with a minimum account size of $1 million. The firm does not vote client securities and does not have custody of client assets. Clients receive quarterly account statements from the custodian. The firm operates under the leadership of Edward S. Barr, with a team of experienced professionals dedicated to client service and compliance.

Ballast, Inc. is a financial advisory firm based in Lexington, Kentucky. It currently has approximately $402,813,155 of assets under management and employs about 12 people. Ballast, Inc. uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and percentage of client's net worth.

Asio Capital LLC is a SEC-registered investment adviser based in Kentucky, established in 2018. The firm offers portfolio management services tailored to individual client needs, including asset management, retirement plan services, and financial consulting. As of December 31, 2022, the firm managed approximately $393 million of client assets on a discretionary basis. Asio Capital LLC charges annual fees ranging from 0.50% to 1.15% based on assets under management, with fees billed monthly in arrears. The firm may negotiate fees on a client-by-client basis. Clients are recommended to have at least $1 million in investable assets, but exceptions are made on a case-by-case basis. Asio Capital LLC does not accept performance-based fees or engage in side-by-side management. The firm conducts fundamental analysis to select securities and asset classes, focusing on factors like economic cycles, industry trends, and financial metrics. Clients have the option to grant discretionary authority for account management, with the firm providing regular reviews and reports. Asio Capital LLC votes proxies on behalf of clients, following established policies and procedures. The firm recommends clients custody assets with Schwab Institutional and may engage in block trading for efficiency. Asio Capital LLC does not engage in unaffiliated solicitors for client referrals and has no reportable disciplinary events.

D. Scott Neal, Inc. (DSN) is a registered investment adviser established in August 1995, offering financial planning, investment management, and consulting services. DSN emphasizes flexibility and adaptability in investment strategies tailored to clients' goals. Financial planning services cover areas such as estate planning, retirement planning, and portfolio design. Investment management services include discretionary and non-discretionary options, with a focus on client-specific Investment Plans. DSN employs various investment strategies, including Traditional, Select, Market Stability, and Fixed Income Strategies, based on client needs and risk tolerance. Fees for financial planning are negotiable, while investment management fees are based on a percentage of assets under management. DSN does not have performance-based fees. The firm primarily serves individuals, high net worth individuals, pension plans, corporations, trusts, estates, and charitable organizations. DSN's investment analysis methods include technical and fundamental analysis, and the firm uses ETFs, mutual funds, and individual securities in client portfolios. DSN does not have any disciplinary events, and the firm's principal owners are David Scott Neal and Jerome G. Zimmerer. The firm does not receive referral fees and maintains client funds and securities with qualified custodians. DSN may manage client accounts on a discretionary or non-discretionary basis, with clients having the option to limit the terms of the Limited Power of Attorney. The firm generally does not vote proxies for client securities. DSN's financial information indicates no impairments in meeting contractual obligations.

Alpha Financial Partners LLC is a registered investment advisor with the U.S. Securities and Exchange Commission, offering customized investment advisory services through a wrap fee structure. The firm sponsors the Alpha Financial Partners Wrap Fee Program, where covered costs are included in the overall investment advisory fee. Clients may engage the advisor for wealth management services, with fees based on a tiered schedule ranging from 1.00% to 0.50% of assets under management, with a minimum quarterly fee of $250. The firm caters to high-net-worth individuals, families, trusts, estates, businesses, charitable organizations, and retirement plans, without imposing a minimum account size requirement. Alpha Financial serves as the sole portfolio manager for the program, does not charge performance-based fees, and does not share client information with other portfolio managers. The firm conducts regular reviews of client accounts and provides detailed information on investment risks associated with various strategies, including market risks, ETF risks, bond ETF risks, leveraged ETF risks, inverse ETF risks, mutual fund risks, options contracts risks, margin borrowing risks, and alternative investments risks. Alpha Financial emphasizes a fiduciary commitment to clients and encourages due diligence. The firm's Code of Ethics, review practices, compensation structure, and financial stability are transparently disclosed in compliance with regulatory requirements. Clients have direct access to portfolio managers for personalized service and support.

Investments & Financial Planning, LLC is a registered investment adviser based in Lexington, Kentucky, established since June 28, 2012. The firm offers portfolio management and financial planning services, tailored to individual client needs. Portfolio management services involve discretionary management of advisory accounts through American Funds Distributors, Inc., providing access to a range of mutual funds for customized portfolios. The firm may also use a third-party platform, Pontera, for managing held-away assets. Financial planning services cover various areas such as tax planning, retirement analysis, and investment alternatives. Fees for portfolio management services are up to 1.00% annually, billed quarterly. Financial planning services are offered at fixed or hourly rates, ranging from $1,000 to $3,000 for fixed fees and $150 to $300 per hour. The firm does not accept performance-based fees or participate in side-by-side management. Investments primarily focus on no-load mutual funds and ETFs, with assets under management totaling $278,443,881 as of December 31, 2024. The firm acts as a fiduciary, providing investment advice in clients' best interests. Clients have the option to grant discretionary authority for investment decisions, and the firm does not vote client securities proxies. The firm emphasizes client privacy and does not disclose non-public personal information to third parties. Clients are encouraged to review and understand IRA rollover considerations before making decisions.

Paragon Private Wealth Management LLC, a registered investment adviser established in March 2021, offers financial planning, consulting, and investment management services. The firm is owned by Justin Sherman and Catherine Salsman. They provide a broad range of financial planning services, including business planning, tax planning, retirement planning, and more. Investment management services are offered on a discretionary or non-discretionary basis, primarily focusing on equity securities, corporate debt securities, and various other investment options. Paragon Private Wealth Management may recommend Independent Managers in certain circumstances and tailors its services to meet individual client needs. The firm charges fixed fees for financial planning services and annual fees based on assets under management for investment management services, ranging from 0.50% to 1.50%. Clients have the discretion to impose restrictions on their accounts. The firm does not accept performance-based fees or engage in side-by-side management. Paragon Private Wealth Management recommends the custody, brokerage, and clearing services of Charles Schwab & Co, Inc. for client accounts. The firm does not vote proxies on behalf of clients and does not have custody of client funds or securities. Clients are encouraged to review their account statements and reports regularly. The firm does not have any soft dollar arrangements and does not vote proxies on behalf of clients. Paragon Private Wealth Management may provide assistance with class action lawsuits and IRA rollover recommendations. Clients are advised to consult with their tax professionals regarding the investing of their assets.

Wallace Hart LLC, operating as Wallace Hart Capital Management, was established in 2016 and registered as an investment adviser in January 2017. The firm's principal owners are Jeremy Wallace and Andrew Hart. Wallace Hart offers financial planning services alongside portfolio management, tailoring each client's Financial Profile and Investment Plan to their circumstances and goals. The firm may provide standalone financial planning services in the future. Clients can opt for discretionary or non-discretionary portfolio management, with Wallace Hart having the authority to manage investments without prior client consultation in discretionary accounts. The firm manages approximately $252 million on a discretionary basis and $3.2 million on a non-discretionary basis. Wallace Hart provides services to individuals, pension plans, corporations, trusts, and charitable organizations, with a minimum investment requirement of $500,000 for pooled investment vehicles. The firm primarily uses fundamental analysis for stock selection and offers various investment strategies, including long-term purchases, short sales, and options trading. Clients pay management fees based on a percentage of assets under management, with fees generally debited quarterly. Wallace Hart does not receive performance-based fees but may allocate profits to the General Partner for the Funds. The firm does not have any disciplinary events to report and does not vote proxies for client securities. Clients may direct brokerage services, with custodians providing account statements and trading confirmations. Wallace Hart does not vote proxies for client securities.