Pullen Investment Management

Pullen Investment Management, LLC is a financial advisor firm based in Bradenton, FL, established in October 2020. The firm specializes in asset management services, financial planning, and retirement plan services. The firm is registered with the U.S. Securities and Exchange Commission and acts as a Limited Liability Corporation under the laws of the State of Florida. The firm's Managing Member and 100% owner is Tyler J. Pullen, who has a Bachelor of Business Administration from Stetson University and holds the Chartered Financial Analyst (CFA) designation. He has extensive experience in the financial industry, having worked as a Portfolio Manager at various firms before founding Pullen Investment Management. The firm's minimum investment amount required is $300,000, with a minimum annual fee of $2,100, which may be waived at the advisor's discretion. Fees for asset management services are based on a percentage of assets under management, with an annual fee of up to 1.00% per annum. The firm offers a Founder’s Shares fee structure of 0.30% annually for clients with at least a $5 million allocation in the Small Cap strategy. Pullen Investment Management has $184,095,709 in assets under management as of December 31, 2024, managed on a discretionary basis. The firm follows a value-investing strategy and primarily recommends a variety of securities based on clients' specific circumstances and needs. The firm does not primarily recommend one type of security and discloses all material conflicts of interest. The firm has a comprehensive business continuity plan in place to respond to significant business disruptions and maintains strict privacy policies to protect clients' personal information. Tyler J. Pullen and Allen J. Butler, the Investment Advisor Representatives, have no disciplinary events to report and do not receive additional compensation related to their advisory activities. Tyler J. Pullen serves as the Chief Compliance Officer responsible for overseeing the firm's compliance programs.