Top financial advisors in Bradenton, FL
We’ve curated a list of the best financial advisors in Bradenton, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$240,707,263
Number of advisors
4 advisors
| $240,707,263 | 4 advisors | |
| 2 |
Assets under management
$131,743,472
Number of advisors
3 advisors
| $131,743,472 | 3 advisors | |
| 3 |
Assets under management
$118,500,000
Number of advisors
2 advisors
| $118,500,000 | 2 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Bradenton, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Bradenton. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Peninsula Asset Management Inc
Peninsula Asset Management is a financial advisor firm founded in 1982, offering individualized investment management services based on clients' goals and objectives. The firm creates and maintains individual portfolios by investing in publicly traded equity and fixed income securities, with portfolios typically comprised of individual securities and exchange-traded funds. Peninsula is owned by William E. Middlebrooks, Jr., Brian S. Miller, CFP, MMS, and Daniel R. Chappie, CFA, CFP. The firm provides investment services on a discretionary or non-discretionary basis, tailored to each client's needs, with investment objectives determined through personal interviews. Peninsula charges fees based on a percentage of assets under management, with a tiered fee schedule. The firm may waive management fees for charitable accounts. Clients can impose reasonable restrictions on services provided, and Peninsula provides portfolio management services for clients in a wrap fee program. The firm uses fundamental and technical analysis for investment strategies, focusing on long-term growth and stability. Peninsula does not charge performance-based fees and generally serves individuals, pension plans, trusts, and charitable organizations. The firm's professionals have certifications such as CFP, CFA, and MMS. Peninsula operates as a fiduciary, acting in clients' best interests, and has a Code of Ethics to ensure ethical conduct. Clients have investment discretion options, and Peninsula provides detailed account reviews and proxy voting services. For more information, visit www.PeninsulaAsset.com or contact (941) 748-8680.
$240,707,263 under management
4 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small BusinessesCharitable OrganizationsPullen Investment Management
Pullen Investment Management, LLC is a financial advisor firm based in Bradenton, FL, established in October 2020. The firm specializes in asset management services, financial planning, and retirement plan services. The firm is registered with the U.S. Securities and Exchange Commission and acts as a Limited Liability Corporation under the laws of the State of Florida. The firm's Managing Member and 100% owner is Tyler J. Pullen, who has a Bachelor of Business Administration from Stetson University and holds the Chartered Financial Analyst (CFA) designation. He has extensive experience in the financial industry, having worked as a Portfolio Manager at various firms before founding Pullen Investment Management. The firm's minimum investment amount required is $300,000, with a minimum annual fee of $2,100, which may be waived at the advisor's discretion. Fees for asset management services are based on a percentage of assets under management, with an annual fee of up to 1.00% per annum. The firm offers a Founder’s Shares fee structure of 0.30% annually for clients with at least a $5 million allocation in the Small Cap strategy. Pullen Investment Management has $184,095,709 in assets under management as of December 31, 2024, managed on a discretionary basis. The firm follows a value-investing strategy and primarily recommends a variety of securities based on clients' specific circumstances and needs. The firm does not primarily recommend one type of security and discloses all material conflicts of interest. The firm has a comprehensive business continuity plan in place to respond to significant business disruptions and maintains strict privacy policies to protect clients' personal information. Tyler J. Pullen and Allen J. Butler, the Investment Advisor Representatives, have no disciplinary events to report and do not receive additional compensation related to their advisory activities. Tyler J. Pullen serves as the Chief Compliance Officer responsible for overseeing the firm's compliance programs.
$131,743,472 under management
3 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesFinancial Consulting ServicesSetchfield Asset Management
Setchfield Asset Management is an investment advisor registered with the SEC, founded in 1996 by Steven Setchfield and Cindi Jacobs. The firm offers fee-based services, including model portfolios, sector rotation, and asset allocation strategies. They provide portfolio management services, active portfolio management, and financial planning tailored to individual client needs. SAM manages $171,000,000 as of 12/31/2024, with $163,000,000 under discretionary management and $8,000,000 under non-discretionary management. Fees are based on assets under management, ranging from 0.50% to 2.00% annually. SAM may allow clients to hold certain assets without fees. Clients may incur transaction charges and other fees separate from advisory fees. SAM discloses conflicts of interest, such as receiving commission compensation from insurance products, and ensures acting in clients' best interests. Investment strategies include fundamental and technical analysis, a momentum/relative strength strategy, and rotating or rebalancing portfolios based on market conditions. SAM manages risks associated with mutual funds, ETFs, and individual securities, emphasizing the importance of understanding and mitigating risks. Clients are urged to review custodian statements regularly. SAM does not accept authority to vote client proxies and does not require prepayment of fees.
$118,500,000 under management
2 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Bradenton, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Bradenton. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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