Heritage Wealth Management, LLC

Heritage Wealth Management, LLC is an SEC registered investment adviser based in Phoenix, Arizona, established in May 2011. The firm offers wealth management services, including portfolio management by HWM and sub-advisors, as well as financial planning services covering various topics. Clients' accounts are held by qualified custodians, and HWM actively monitors and advises on investment decisions based on clients' financial situation, objectives, and risk tolerance. The firm charges fees based on a percentage of assets under management, with rates ranging from 0.90% to 1.75% depending on the account value. HWM may recommend alternative investments like Private Real Estate Investment Trusts based on client risk tolerance and sophistication. The firm exercises investment discretion, making and implementing decisions without prior client consultation. HWM does not assess performance-based fees or provide side-by-side management. The firm has no disciplinary events, and its affiliated entities include Heritage Family Offices, LLP, and HFO Certified Public Accountants, LLP. HWM maintains a privacy policy to protect client information and follows strict security measures.