Top 10 financial advisors in Arizona
We've curated a list of the best financial advisors in Arizona, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $13,401,006,851 Number of advisors 3563 advisors | |||
| 2 | Assets under management $5,156,282,566 Number of advisors 16 advisors | |||
| 3 | Assets under management $4,581,668,593 Number of advisors 229 advisors | |||
| 4 | Assets under management $3,327,816,434 Number of advisors 64 advisors | |||
| 5 | Assets under management $3,145,758,900 Number of advisors 120 advisors | |||
| 6 | Assets under management $1,998,099,143 Number of advisors 48 advisors | |||
| 7 | Assets under management $1,539,959,727 Number of advisors 94 advisors | |||
| 8 | Assets under management $1,090,118,834 Number of advisors 13 advisors | |||
| 9 | Assets under management $1,049,100,987 Number of advisors 10 advisors | |||
| 10 | Assets under management $1,043,969,654 Number of advisors 86 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Arizona, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Sagepoint Financial, Inc.
Sagepoint Financial, Inc. is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $13,401,006,851 of assets under management and employs about 3563 people. Sagepoint Financial, Inc. uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$13,401,006,851 under management
3563 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Smead Capital Management, Inc.
Smead Capital Management, Inc. (SCM) is a registered investment adviser established in July 2007, specializing in providing investment management services to separate accounts, mutual funds, advisors, family offices, and institutions. SCM's investment strategy focuses on Capital Appreciation, managing the Smead Value Fund, Smead International Value Fund, and Smead US Value UCITS Fund. The firm offers discretionary investment management services with a minimum portfolio value of 0.85% of the account's market value. SCM may negotiate fees based on certain criteria. The firm does not charge performance-based fees and acts as a fiduciary for its clients. SCM exercises investment discretion for managed assets totaling over $7 billion as of December 31, 2024. The firm's investment philosophy involves assessing securities based on eight criteria and managing risks through regular reviews and adherence to a Code of Ethics. SCM also provides model delivery services to certain unified managed accounts. Clients receive quarterly reports and are encouraged to discuss their needs and objectives with SCM. The firm votes proxies on behalf of clients and has no financial commitments impairing its ability to meet obligations. SCM does not compensate for client referrals and maintains custody through qualified custodians, ensuring clients receive regular statements.
$5,156,282,566 under management
16 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Foundations Investment Advisors LLC
Foundations Investment Advisors LLC is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $4,581,668,593 of assets under management and employs about 229 people. Foundations Investment Advisors LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$4,581,668,593 under management
229 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Tfo Family Office Partners
TFO Family Office Partners is a registered investment adviser based in Phoenix, AZ, established in October 2011. The firm manages investment portfolios for various clients, including individuals, retirement plans, trusts, and charitable organizations. TFO offers a range of services, such as investment management, family office services, retirement plan services, and consulting services. The firm primarily creates portfolios using mutual funds, ETFs, and managed accounts of individual equities/bonds. Clients have the option to impose restrictions on TFO's discretionary authority over their portfolios. TFO may allocate a portion of a portfolio to an independent third-party investment advisor when appropriate. The firm provides additional wealth management services, including financial planning, tax planning, and insurance analysis. TFO's fee structure is negotiable and typically charged as a percentage of assets under management, with fees ranging up to 1.25%. The firm may also charge fixed fees for certain services. TFO does not charge performance-based fees and does not vote proxies on behalf of clients. Clients have the responsibility for receiving and voting proxies for their securities. TFO does not have any financial commitments that impair its ability to meet its obligations to clients.
$3,327,816,434 under management
64 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
PERCENTAGE OF NET WORTH
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Family Office Services & Financial Consulting Services
Dynamic Wealth Advisors
Dynamic Wealth Advisors is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $3,145,758,900 of assets under management and employs about 120 people. Dynamic Wealth Advisors uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and asset-based and flat fees for model portfolio adviser services.
$3,145,758,900 under management
120 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
ASSET-BASED AND FLAT FEES FOR MODEL PORTFOLIO ADVISER SERVICES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Model Portfolio Adviser Services For Third Party Program
Ashton Thomas Private Wealth
Ashton Thomas Private Wealth is a financial advisory firm based in Scottsdale, Arizona. It currently has approximately $1,998,099,143 of assets under management and employs about 48 people. Ashton Thomas Private Wealth uses a fee structure of a percentage of assets under your management and hourly charges.
$1,998,099,143 under management
48 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Variable Product Model Design And Maintenance
Pfg Advisors
Pfg Advisors is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $1,539,959,727 of assets under management and employs about 94 people. Pfg Advisors uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$1,539,959,727 under management
94 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Galvin, Gaustad & Stein, LLC
Galvin, Gaustad & Stein, LLC (GGS) is a registered investment adviser based in Scottsdale, Arizona, established in 2010. The firm offers financial planning, pension consulting, and investment management services. GGS is owned by intermediate subsidiaries and managed by Mark P. Stein, Stephen R. Galvin, and Stephen L. Gaustad. As of December 31, 2024, GGS had $1.22 billion of assets under management, with both discretionary and non-discretionary management options available. Clients have discretion over all decisions and are not obligated to act on recommendations. GGS primarily uses fundamental analysis for security selection and offers a range of financial planning services. The firm charges fees based on assets under management, with a minimum portfolio size requirement of $500,000. GGS may recommend the use of Independent Managers and participates in the Fidelity Wealth Advisor Solutions® Program. Clients receive regular account reviews and statements directly from custodians. GGS does not vote client securities and has not been involved in any material legal or disciplinary events. The firm does not have custody over client assets beyond fee payment authorization. GGS does not disclose financial information as it does not solicit prepayment exceeding $1,200 or have financial conditions impairing client commitments.
$1,090,118,834 under management
13 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
L. Roy Papp & Associates, Llp
L. Roy Papp & Associates, LLP is a registered investment advisor founded in 1978, primarily owned by Harry Papp, Rosellen Papp, and Victoria Cavallero. The firm specializes in providing customized investment management services to high-net-worth individuals, trusts, estates, pension and profit sharing plans, and other legal entities. L. Roy Papp & Associates manages portfolios based on individual client goals and objectives, considering factors such as investment time horizon, risk tolerance, and personal preferences. The firm primarily invests in domestic stocks, bonds, ETFs, and mutual funds, tailoring investment allocations to client preferences for growth or conservative strategies. Clients are charged an annual investment management fee based on a tiered schedule, with fees deducted quarterly in arrears. The minimum account size is generally $2,000,000 but is negotiable. L. Roy Papp & Associates does not charge performance-based fees and acts as a fiduciary for ERISA and IRA accounts. The firm does not participate in wrap fee programs and primarily uses Charles Schwab & Co. for brokerage services. The firm's investment strategies focus on fundamental analysis conducted by its Research Director and Analysts, with a growth style of management for equity investments. L. Roy Papp & Associates emphasizes long-term investments but may make short-term trades for liquidity purposes or opportunities. The firm discloses risks associated with market conditions, equity securities, fixed income securities, ETFs, and cybersecurity breaches. L. Roy Papp & Associates has not been involved in any disciplinary events in the past 10 years and does not compensate for client referrals. Clients' accounts are monitored regularly, and the firm has custody over client assets. L. Roy Papp & Associates typically manages client accounts on a discretionary basis, with clients maintaining proxy voting authority unless delegated to the firm. The firm has established policies and procedures for voting client securities in the best interest of clients.
$1,049,100,987 under management
10 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Trajan Wealth, L.l.c.
Trajan Wealth, L.L.C., a registered investment adviser established in 2010, offers tailored investment advice to individuals, including financial planning, retirement planning, and estate planning services. The firm primarily provides asset management services through managed accounts, offering investment strategies based on client objectives and risk tolerances. Trajan Wealth charges fees based on a percentage of assets under management, typically ranging from 1.75% to 2.00%. Clients may impose restrictions on investments, and the firm exercises discretionary authority for trading in managed accounts. The firm does not participate in wrap fee programs and had over $1.9 billion in discretionary assets under management as of December 31, 2024. Trajan Wealth may receive performance-based fees for certain investments, subject to SEC regulations. The firm has a Code of Ethics to ensure fair conduct and manages conflicts of interest related to external compensation and client referrals. Clients receive account statements at least quarterly from the custodian holding their funds and securities. Trajan Wealth does not vote proxies on client securities and refrains from voting if the cost exceeds the expected benefit. The firm does not have financial conditions impairing its ability to meet client commitments and has not filed for bankruptcy in the past ten years.
$1,043,969,654 under management
86 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
1031 ADVISORY FEES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Selection Of Other Advisers
Educational Seminars/workshops
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Arizona, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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