Top 10 financial advisors in Phoenix, AZ
We've curated a list of the best financial advisors in Phoenix, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $13,401,006,851 Number of advisors 3563 advisors | |||
| 2 | Assets under management $5,156,282,566 Number of advisors 16 advisors | |||
| 3 | Assets under management $4,581,668,593 Number of advisors 229 advisors | |||
| 4 | Assets under management $3,327,816,434 Number of advisors 64 advisors | |||
| 5 | Assets under management $3,145,758,900 Number of advisors 120 advisors | |||
| 6 | Assets under management $1,539,959,727 Number of advisors 94 advisors | |||
| 7 | Assets under management $1,049,100,987 Number of advisors 10 advisors | |||
| 8 | Assets under management $812,924,067 Number of advisors 18 advisors | |||
| 9 | Assets under management $621,030,238 Number of advisors 3 advisors | |||
| 10 | Assets under management $619,762,668 Number of advisors 8 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Phoenix, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Sagepoint Financial, Inc.
Sagepoint Financial, Inc. is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $13,401,006,851 of assets under management and employs about 3563 people. Sagepoint Financial, Inc. uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$13,401,006,851 under management
3563 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Smead Capital Management, Inc.
Smead Capital Management, Inc. (SCM) is a registered investment adviser established in July 2007, specializing in providing investment management services to separate accounts, mutual funds, advisors, family offices, and institutions. SCM's investment strategy focuses on Capital Appreciation, managing the Smead Value Fund, Smead International Value Fund, and Smead US Value UCITS Fund. The firm offers discretionary investment management services with a minimum portfolio value of 0.85% of the account's market value. SCM may negotiate fees based on certain criteria. The firm does not charge performance-based fees and acts as a fiduciary for its clients. SCM exercises investment discretion for managed assets totaling over $7 billion as of December 31, 2024. The firm's investment philosophy involves assessing securities based on eight criteria and managing risks through regular reviews and adherence to a Code of Ethics. SCM also provides model delivery services to certain unified managed accounts. Clients receive quarterly reports and are encouraged to discuss their needs and objectives with SCM. The firm votes proxies on behalf of clients and has no financial commitments impairing its ability to meet obligations. SCM does not compensate for client referrals and maintains custody through qualified custodians, ensuring clients receive regular statements.
$5,156,282,566 under management
16 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Foundations Investment Advisors LLC
Foundations Investment Advisors LLC is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $4,581,668,593 of assets under management and employs about 229 people. Foundations Investment Advisors LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$4,581,668,593 under management
229 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Tfo Family Office Partners
TFO Family Office Partners is a registered investment adviser based in Phoenix, AZ, established in October 2011. The firm manages investment portfolios for various clients, including individuals, retirement plans, trusts, and charitable organizations. TFO offers a range of services, such as investment management, family office services, retirement plan services, and consulting services. The firm primarily creates portfolios using mutual funds, ETFs, and managed accounts of individual equities/bonds. Clients have the option to impose restrictions on TFO's discretionary authority over their portfolios. TFO may allocate a portion of a portfolio to an independent third-party investment advisor when appropriate. The firm provides additional wealth management services, including financial planning, tax planning, and insurance analysis. TFO's fee structure is negotiable and typically charged as a percentage of assets under management, with fees ranging up to 1.25%. The firm may also charge fixed fees for certain services. TFO does not charge performance-based fees and does not vote proxies on behalf of clients. Clients have the responsibility for receiving and voting proxies for their securities. TFO does not have any financial commitments that impair its ability to meet its obligations to clients.
$3,327,816,434 under management
64 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
PERCENTAGE OF NET WORTH
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Family Office Services & Financial Consulting Services
Dynamic Wealth Advisors
Dynamic Wealth Advisors is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $3,145,758,900 of assets under management and employs about 120 people. Dynamic Wealth Advisors uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and asset-based and flat fees for model portfolio adviser services.
$3,145,758,900 under management
120 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
ASSET-BASED AND FLAT FEES FOR MODEL PORTFOLIO ADVISER SERVICES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Model Portfolio Adviser Services For Third Party Program
Pfg Advisors
Pfg Advisors is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $1,539,959,727 of assets under management and employs about 94 people. Pfg Advisors uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$1,539,959,727 under management
94 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
L. Roy Papp & Associates, Llp
L. Roy Papp & Associates, LLP is a registered investment advisor founded in 1978, primarily owned by Harry Papp, Rosellen Papp, and Victoria Cavallero. The firm specializes in providing customized investment management services to high-net-worth individuals, trusts, estates, pension and profit sharing plans, and other legal entities. L. Roy Papp & Associates manages portfolios based on individual client goals and objectives, considering factors such as investment time horizon, risk tolerance, and personal preferences. The firm primarily invests in domestic stocks, bonds, ETFs, and mutual funds, tailoring investment allocations to client preferences for growth or conservative strategies. Clients are charged an annual investment management fee based on a tiered schedule, with fees deducted quarterly in arrears. The minimum account size is generally $2,000,000 but is negotiable. L. Roy Papp & Associates does not charge performance-based fees and acts as a fiduciary for ERISA and IRA accounts. The firm does not participate in wrap fee programs and primarily uses Charles Schwab & Co. for brokerage services. The firm's investment strategies focus on fundamental analysis conducted by its Research Director and Analysts, with a growth style of management for equity investments. L. Roy Papp & Associates emphasizes long-term investments but may make short-term trades for liquidity purposes or opportunities. The firm discloses risks associated with market conditions, equity securities, fixed income securities, ETFs, and cybersecurity breaches. L. Roy Papp & Associates has not been involved in any disciplinary events in the past 10 years and does not compensate for client referrals. Clients' accounts are monitored regularly, and the firm has custody over client assets. L. Roy Papp & Associates typically manages client accounts on a discretionary basis, with clients maintaining proxy voting authority unless delegated to the firm. The firm has established policies and procedures for voting client securities in the best interest of clients.
$1,049,100,987 under management
10 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Versant Capital Management, Inc.
Versant Capital Management, Inc. is a financial advisory firm based in Phoenix, Arizona. It currently has approximately $812,924,067 of assets under management and employs about 18 people. Versant Capital Management, Inc. uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$812,924,067 under management
18 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Consulting
Claremont Capital Management, LLC
Claremont Capital Management, LLC is a financial advisory firm established in 2003, with principal owner Thomas Payne Palmer. The firm offers investment supervisory services tailored to individual client goals, creating personalized Investment Policy Statements for portfolio management. Services include investment strategy, asset allocation, and regular portfolio monitoring. Claremont manages over $795 million in assets on a discretionary basis. Fees are based on a tiered schedule, starting at 0.95% for assets under $10 million and decreasing to 0.75% for amounts above. Clients may terminate contracts with 30 days' notice and receive prorated refunds. The firm does not participate in wrap fee programs and requires a minimum account size of $5 million, which may be waived at the advisor's discretion. Investment strategies include charting, fundamental, technical, and cyclical analysis, with a focus on long-term and short-term methods. Claremont does not accept performance-based fees and primarily serves high-net-worth individuals and insurance pools. The firm exercises investment discretion over client accounts, with reviews conducted quarterly by senior advisors. Claremont does not accept voting authority for client securities and has no disciplinary events in its history.
$621,030,238 under management
3 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Windsor Capital Management, LLC
Windsor Capital Management, LLC is a fee-only registered investment adviser established in 2000, with primary offices in Phoenix, Arizona. The firm offers traditional discretionary and non-discretionary portfolio management services, advisory consulting services, and services to employee benefit plans. Clients typically have a minimum account requirement of $200,000 for fixed income style accounts and $400,000 for balanced style accounts, which may be waived at the firm's discretion. The firm primarily recommends individual fixed income securities, ETFs, and closed-end mutual funds. Investment strategies include charting analysis, technical analysis, fundamental analysis, cyclical analysis, long-term purchases, and margin transactions. The firm does not accept performance-based fees or participate in side-by-side management. Clients have the option to grant the firm discretionary authority over their accounts, allowing the firm to make investment decisions without prior consent. The firm does not vote proxies on behalf of clients and does not provide financial information due to being federally registered. Clients' privacy is a top priority, and the firm has policies in place to protect their personal information. In case of trade errors, the firm aims to restore accounts to their correct positions. Windsor Capital Management, LLC does not handle class action lawsuits on behalf of clients. For more information, clients can contact Don Peppler at 480-515-3514.
$619,762,668 under management
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Advisory Consulting Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Phoenix, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
It's quick and easy to find the right financial advisor for you
Answer a few questions about your needs.
Match with an advisor Connect with your perfectly matched financial advisor.
Your first meeting is free.