First Oak Wealth Management, LLC

First Oak Wealth Management, LLC is a registered investment adviser based in Raleigh, North Carolina, established in April 2017. The firm offers financial planning and investment management services, with $267,565,831 in assets under management as of December 31, 2024, primarily managed on a discretionary basis. Clients have the option to engage First Oak for financial planning services such as cash flow forecasting, trust and estate planning, and retirement planning. Portfolio management services include allocation among various investment options tailored to individual client needs, including mutual funds, ETFs, individual securities, and options. First Oak may engage Independent Managers to actively manage client assets, with a focus on providing best execution and competitive rates for client transactions. The firm does not charge performance-based fees and offers services to various client types without imposing a minimum account requirement. Investment strategies include long-term and short-term purchases, options trading, and leveraging products, with a focus on risk management and continuous monitoring of client portfolios. The firm does not accept proxy voting authority and does not disclose financial information due to specific circumstances, including participation in the CARES Act's Paycheck Protection Program. Clients are encouraged to review account statements and reports provided by the custodian and the firm, and to communicate any changes in financial situations or investment objectives promptly.