CAPTRUST Financial Advisors, also known as CapFinancial Partners, LLC, is an investment adviser registered under the Investment Advisers Act of 1940. The firm offers various advisory services, including portfolio management on a non-wrap fee basis, business, financial, and estate planning, institutional and retirement plan advisory services, and participant advisory services. Clients can choose between portfolio management account (PMA) services or separately managed account (SMA) services. The firm provides investment consulting services not related to managed account services. For PMA and WAS programs, clients can have discretionary or non-discretionary accounts. The Portfolio Manager may be the Investment Committee or the Client's CAPTRUST Financial Advisor. The firm uses a risk-based and outcome-based approach to asset allocation and offers services such as establishing investment strategies, determining asset allocation strategies, and performing periodic rebalancing. The minimum initial investment for PMA accounts is $50,000, while for SMA accounts, it is typically $100,000 or more. Fees for the Wrap Fee Programs are tiered based on assets under management, with maximum annual fees ranging from 1.25% to 2.25%. The firm's fee structure is negotiable under certain circumstances. CAPTRUST provides detailed information on its investment strategies, methods of analysis, and risk factors associated with investing in securities. The firm's Code of Ethics addresses fiduciary obligations, personal securities trading procedures, and restrictions on insider trading. Clients are provided with regular account reviews and performance reports, and the firm has a robust privacy policy and business continuity plan in place. Additional information, including details on client referrals and compensation, can be found on the firm's website.

Qhp Capital, L.p. is a financial advisory firm based in Raleigh, North Carolina. It currently has approximately $2,368,083,000 of assets under management and employs about 19 people. Qhp Capital, L.p. uses a fee structure of a percentage of assets under your management and carried interest.

Novaquest Capital Management, L.l.c. is a financial advisory firm based in Raleigh, North Carolina. It currently has approximately $1,785,068,000 of assets under management and employs about 29 people. Novaquest Capital Management, L.l.c. uses a fee structure of a percentage of assets under your management and carried interest.

Capital Investment Advisory Services, LLC is a registered investment adviser based in Raleigh, North Carolina, founded in 2008. The firm specializes in providing portfolio management and supervisory services. They offer various types of advisory services, including separately managed accounts, third-party asset management programs, sub-advised accounts, and financial planning services. Clients work with Investment Adviser Representatives (IARs) to determine key factors such as investment objectives, risk tolerance, and time horizon. CIAS manages assets based on the client's profile and regularly reviews and updates model portfolios. The firm operates as a fiduciary, acting in the best interests of clients. There is no minimum account size required, but accounts may be subject to a minimum annual fee of $500, which is negotiable. CIAS charges fees based on a percentage of assets under management, typically around 2% annually. The firm does not participate in soft dollar practices and generally recommends the use of affiliated broker/dealers for trading services. Clients receive statements at least quarterly detailing holdings and activity, and CIAS does not custody client funds and securities. The firm has no disciplinary information, bankruptcy proceedings, or financial commitments that impair its ability to meet client commitments.

Curi Capital is a financial advisory firm based in Raleigh, North Carolina. It currently has approximately $1,403,488,084 of assets under management and employs about 23 people. Curi Capital uses a fee structure of a percentage of assets under your management and fixed fees.

Halifax Investment Management, L.L.C. is a Delaware limited liability company established in 2004, affiliated with The Halifax Group, a private equity investment firm in business since 1999. Halifax specializes in advising investment vehicles, focusing on small-cap and lower middle-market buyout and growth capital investments in private companies. The firm offers tailored advisory services to institutional investors and high-net-worth individuals, typically requiring a minimum investment of $5-10 million. Halifax manages client assets totaling $1,805,434,206 on a discretionary basis as of December 31, 2024, with no non-discretionary assets managed. The fee structure is disclosed in private offering materials, with management fees calculated based on capital commitments and invested capital. Halifax does not participate in wrap fee programs and does not charge performance-based fees on co-investment vehicles. The firm acts as a fiduciary, putting clients' interests first, and has policies in place to address conflicts of interest. Halifax has discretion to manage client securities and exercises voting authority over client proxies in the best interest of clients. The firm has no disciplinary events, bankruptcy petitions, or financial conditions likely to impair contractual commitments.

Guardian Wealth Advisors, LLC (GWA) is a financial advisory firm founded in 2019 and based in Raleigh, NC. The firm is owned by Christian Keedy, Michael Hensley, Todd Misenheimer, and other partners. GWA specializes in offering Investment Advisory Services, Financial Planning Services, and Retirement Plan Consulting Services to individuals, high net worth individuals, retirement plans, charitable organizations, trusts, and corporations. The firm provides discretionary and non-discretionary investment advisory services, developing financial profiles and investment plans tailored to each client's goals and risk tolerance. GWA may manage client portfolios on a discretionary basis, with the authority to direct the portfolio without prior consultation, or on a non-discretionary basis, where clients are contacted before any trade execution. The firm may recommend third-party investment advisers or model portfolio providers to manage client portfolios, with fees calculated separately from GWA's Investment Advisory Service Fees. GWA also offers Financial Planning Services covering various financial aspects, including cash flow planning, retirement planning, and asset management. The firm charges fees based on a percentage of assets under management, typically ranging from 0.30% to 1.5%, with no minimum account size required. GWA discloses its brokerage practices, custody arrangements, and investment discretion policies, ensuring transparency and acting in the best interests of its clients.

Hcg Fund Management Lp is a financial advisory firm based in Raleigh, North Carolina. It currently has approximately $965,842,884 of assets under management and employs about 26 people. Hcg Fund Management Lp uses a fee structure of a percentage of assets under your management, fixed fees and performance-based fees.

Tiverton Advisors, LLC, a registered investment adviser with the SEC, was established in 2012 and is located in Raleigh, North Carolina. The firm specializes in providing discretionary investment advisory services to private investment funds focused on the North American Food Production and Ag Infrastructure sectors. Tiverton aims to generate capital appreciation for its clients through credit, credit-like, and equity investments. The firm manages approximately $2.02 billion in regulatory assets on a discretionary basis as of December 31, 2024. Clients typically have a minimum investment requirement ranging from $1 million to $10 million, with the firm having the discretion to adjust this amount. Tiverton charges annual management fees of up to 1.5% of investor commitments or invested capital, with the possibility of fee waivers for certain investors. The firm may also receive performance-based fees and supplemental fees from the funds. Tiverton's investment strategy focuses on identifying investment opportunities in the North American Target Markets, primarily in the food production and ag infrastructure sectors. The firm's investment philosophy involves credit obligations, equity investments, and other credit-like structures. Clients are advised to carefully review the risks associated with investments, including general economic conditions, identification of investment opportunities, credit risk, and environmental liabilities. Tiverton has no disciplinary events to disclose and operates under a Code of Ethics to manage conflicts of interest. The firm has custody of client assets and accepts discretionary authority to manage investments on behalf of clients. Tiverton may vote on client securities if required.