Cwm Financial Group, Inc.

CWM Financial Group, Inc. is a registered investment advisor based in Rockville, Maryland, established in January 1998 by John D. Peterson, who serves as the President and Chief Compliance Officer. The firm offers investment advisory services to individuals, high net worth individuals, trusts, and estates, acting as a fiduciary to clients. Services include wealth management, investment management, and financial planning. CWM primarily utilizes diversified mutual funds and exchange-traded funds for investment strategies, with a focus on long-term goals and risk management. The firm manages $86,955,183 in client assets as of December 31, 2024, on a discretionary basis. The fee structure is based on a tiered percentage of assets under management, with fees paid quarterly in advance. CWM does not charge performance-based fees and does not participate in wrap fee programs. The firm does not have any disciplinary events to disclose and maintains a Code of Ethics to guide its practices. Clients have investment discretion, and the firm does not accept custody of client assets. CWM is committed to safeguarding client information and does not sell personal data. Clients can limit the sharing of their information for certain purposes. For more details, clients can contact CWM directly.