Arlen Wealth Management, LLC

Arlen Wealth Management, LLC, established in June 2008, offers investment advisory services primarily to individuals and institutions, including trust, estates, and charitable organizations. The firm, led by John K. Duggan, Jr., provides tailored investment advice based on each client's unique objectives and risk tolerance. Arlen manages discretionary client assets valued at $63,311,808 as of December 31, 2024, with a negotiable minimum account size typically starting at $500,000. The firm charges a typical management fee of 1% per annum, deducted directly from client accounts. Arlen does not engage in performance-based fees and does not receive compensation for the sale of securities. The firm's investment strategies involve fundamental and technical analysis, focusing on cash equivalents, bonds, mutual funds, individual equity securities, and exchange-traded funds. Clients are advised on potential risks, including market risks, interest rate risk, credit risk, liquidity risk, and inflation risk. Arlen operates as a fiduciary, with investment discretion granted through written agreements, allowing clients to place restrictions on investments. The firm does not vote client proxies and does not receive economic benefits from third parties. John K. Duggan, Jr., the Managing Member, has a B.Sc. from the University of Pittsburgh and extensive experience in wealth management. There are no disciplinary events or financial issues affecting the firm's ability to fulfill its commitments to clients.