O'connor Capital Advisory, LLC

O’Connor Capital Advisory, LLC, established in March 2010, is a financial advisory firm based in Phoenix, Arizona, offering portfolio management and financial planning services. The firm, led by James H. O’Connor, provides personalized investment advisory services tailored to clients' financial situations, goals, and risk tolerance levels. As of March 12, 2025, O’Connor Capital had $109.750 million in assets under management, all on a discretionary basis. Clients may also access financial planning consultation services covering various financial aspects. O’Connor Capital acts as a fiduciary when providing investment advice for retirement accounts, ensuring clients' best interests are prioritized. The firm charges annual fees based on a tiered fee schedule, directly debited from client accounts. Clients have the right to terminate agreements within five business days without penalty. O’Connor Capital primarily serves high net worth individuals, families, and institutional clients, with a $100,000 account minimum. The firm's investment strategies include fundamental, technical, and cyclical analysis, focusing on long-term and short-term purchases. Clients' accounts are managed on a discretionary basis, granting O’Connor Capital trading authorization. The firm does not charge performance-based fees and has no disciplinary events. O’Connor Capital does not compensate for client referrals and uses Fidelity Institutional Wealth Services for brokerage services. Clients' accounts are reviewed quarterly, and the firm does not perform proxy voting services on clients' behalf. O’Connor Capital does not require prepayment of fees and has no financial conditions impairing its commitments to clients. James H. O'Connor, the firm's Managing Member, has a background in wealth advisory and financial services.