Top 10 financial advisors in Scottsdale, AZ
We've curated a list of the best financial advisors in Scottsdale, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $1,998,099,143 Number of advisors 48 advisors | |||
| 2 | Assets under management $1,090,118,834 Number of advisors 13 advisors | |||
| 3 | Assets under management $1,043,969,654 Number of advisors 86 advisors | |||
| 4 | Assets under management $948,186,511 Number of advisors 47 advisors | |||
| 5 | Assets under management $788,219,000 Number of advisors 12 advisors | |||
| 6 | Assets under management $598,965,961 Number of advisors 10 advisors | |||
| 7 | Assets under management $458,949,625 Number of advisors 10 advisors | |||
| 8 | Assets under management $432,582,610 Number of advisors 30 advisors | |||
| 9 | Assets under management $422,225,182 Number of advisors 14 advisors | |||
| 10 | Assets under management $418,218,509 Number of advisors 10 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Scottsdale, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Ashton Thomas Private Wealth
Ashton Thomas Private Wealth is a financial advisory firm based in Scottsdale, Arizona. It currently has approximately $1,998,099,143 of assets under management and employs about 48 people. Ashton Thomas Private Wealth uses a fee structure of a percentage of assets under your management and hourly charges.
$1,998,099,143 under management
48 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Variable Product Model Design And Maintenance
Galvin, Gaustad & Stein, LLC
Galvin, Gaustad & Stein, LLC (GGS) is a registered investment adviser based in Scottsdale, Arizona, established in 2010. The firm offers financial planning, pension consulting, and investment management services. GGS is owned by intermediate subsidiaries and managed by Mark P. Stein, Stephen R. Galvin, and Stephen L. Gaustad. As of December 31, 2024, GGS had $1.22 billion of assets under management, with both discretionary and non-discretionary management options available. Clients have discretion over all decisions and are not obligated to act on recommendations. GGS primarily uses fundamental analysis for security selection and offers a range of financial planning services. The firm charges fees based on assets under management, with a minimum portfolio size requirement of $500,000. GGS may recommend the use of Independent Managers and participates in the Fidelity Wealth Advisor Solutions® Program. Clients receive regular account reviews and statements directly from custodians. GGS does not vote client securities and has not been involved in any material legal or disciplinary events. The firm does not have custody over client assets beyond fee payment authorization. GGS does not disclose financial information as it does not solicit prepayment exceeding $1,200 or have financial conditions impairing client commitments.
$1,090,118,834 under management
13 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Trajan Wealth, L.l.c.
Trajan Wealth, L.L.C., a registered investment adviser established in 2010, offers tailored investment advice to individuals, including financial planning, retirement planning, and estate planning services. The firm primarily provides asset management services through managed accounts, offering investment strategies based on client objectives and risk tolerances. Trajan Wealth charges fees based on a percentage of assets under management, typically ranging from 1.75% to 2.00%. Clients may impose restrictions on investments, and the firm exercises discretionary authority for trading in managed accounts. The firm does not participate in wrap fee programs and had over $1.9 billion in discretionary assets under management as of December 31, 2024. Trajan Wealth may receive performance-based fees for certain investments, subject to SEC regulations. The firm has a Code of Ethics to ensure fair conduct and manages conflicts of interest related to external compensation and client referrals. Clients receive account statements at least quarterly from the custodian holding their funds and securities. Trajan Wealth does not vote proxies on client securities and refrains from voting if the cost exceeds the expected benefit. The firm does not have financial conditions impairing its ability to meet client commitments and has not filed for bankruptcy in the past ten years.
$1,043,969,654 under management
86 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
1031 ADVISORY FEES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Selection Of Other Advisers
Educational Seminars/workshops
Verus Capital Partners, LLC
Verus Capital Partners, LLC is a financial advisory firm based in Scottsdale, Arizona. It currently has approximately $948,186,511 of assets under management and employs about 47 people. Verus Capital Partners, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$948,186,511 under management
47 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Tmd Wealth Management
TMD Wealth Management LLC, established in Scottsdale, AZ, offers wealth management and investment services, including discretionary and non-discretionary management. Clients can invest in mutual funds, ETFs, individual securities, and alternative investments. TMD is part of Focus Financial Partners, LLC, indirectly owned by CD&R and Stone Point. The firm may recommend unaffiliated third-party financial solutions through UPTIQ. Minimum investment is $750,000, with fees based on assets under management. TMD acts as a fiduciary under ERISA and IRC, with a duty to act in clients' best interests. The firm does not accept performance-based fees or engage in side-by-side management. TMD's investment strategies include hedging, private placements, and digital assets. The firm reviews client accounts periodically and encourages annual client meetings. TMD does not vote proxies or participate in legal proceedings for client investments. The firm has no disciplinary history and maintains financial stability. TMD does not vote proxies or participate in legal proceedings for client investments. The firm has no disciplinary history and maintains financial stability.
$788,219,000 under management
12 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Credit, Cash Management & Insurance Solutions
Capital Insight Partners, LLC
Capital Insight Partners, LLC, established in August 2008, offers financial planning, consulting, and retirement plan advisory services to various clients, including individuals, families, pension plans, trusts, and corporations. The firm charges advisory fees for its services, which do not include transaction commissions. They provide financial planning services covering areas such as personal finance, tax planning, retirement planning, investments, education funding, insurance, estate planning, and business planning. Clients have the discretion to implement the recommendations provided in the financial plan. The firm also offers consulting services on specific financial matters and a wrap fee investment management program. For retirement plan consulting, Capital Insight offers both non-discretionary and discretionary investment advisory services. The firm uses technical and fundamental analysis in managing assets and employs various investment strategies, including long-term purchasing, short-term purchasing, and trading. Clients are informed about the risks involved in investing, such as interest-rate risk, market risk, and inflation risk. Capital Insight does not have any disciplinary disclosures and acts as a fiduciary for certain accounts. The firm's fee structure includes flat fees, hourly fees, and percentage-based fees, with fees being negotiable. Clients have the option to select their own broker-dealers, custodians, and insurance providers. Capital Insight does not have custody of client assets, except in specific circumstances. The firm may vote proxies for certain accounts and follows specific guidelines to ensure proxies are voted in the best interests of clients. Clients can request additional information on the firm's proxy voting policies and procedures. Capital Insight does not require prepayment of fees exceeding $500 per client, six months in advance, and has not been subject to a bankruptcy petition.
$598,965,961 under management
10 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Investment Counseling
Copperwynd Financial
Copperwynd Financial, LLC is a financial advisory firm based in Scottsdale, AZ, specializing in asset management and financial planning services. Established in 2007, the firm offers tailored investment strategies, including individual stocks, bonds, ETFs, options, and mutual funds. Clients have the opportunity to place reasonable restrictions on their investments. Additionally, the firm provides retirement plan consulting services to employer plan sponsors, assisting in investment guidance, asset allocation, and participant education. For clients utilizing the Asset Management service, the firm charges a maximum annual fee of 1.00%, billed quarterly based on the account value. Clients may incur transaction charges for trades executed by the custodian, with no portion of these fees received by the firm. The firm does not charge performance-based fees and requires a minimum household balance of $500,000 for Asset Management services. Copperwynd Financial, LLC acts as a fiduciary, placing client interests ahead of their own and adhering to a Code of Ethics. The firm does not engage in brokerage for client referrals and does not accept proxy authority to vote client securities. Clients receive quarterly account statements directly from the custodian. Copperwynd Financial, LLC does not provide financial information in the brochure as they do not prepay fees, take custody of client funds, or have financial conditions impairing their obligations.
$458,949,625 under management
10 advisors
Fee structure
A percentage of assets under your management
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Educational Seminars/workshops
Balboa Wealth Partners, Inc.
Balboa Wealth Partners, Inc. is a financial advisory firm based in Scottsdale, Arizona. It currently has approximately $432,582,610 of assets under management and employs about 30 people. Balboa Wealth Partners, Inc. uses a fee structure of a percentage of assets under your management, hourly charges and subscription fees.
$432,582,610 under management
30 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Subscription fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Selection Of Other Advisers
Sensible Money, LLC
Sensible Money, LLC is an independent SEC-registered investment advisory firm founded in 2011 by Dana Anspach. The firm specializes in financial planning and investment management services, offering the Juicing® Plan for retirement transition and the Juicing® PLUS program for ongoing financial planning and investment management for clients with $1,000,000 or more in assets. The minimum annual fee for Juicing® PLUS is $12,500, with discretionary investment management for all client assets totaling $603,666,166 as of December 31, 2024. Sensible Money provides a range of financial planning services, including retirement planning, cash flow forecasting, and investment consulting. The firm primarily uses mutual funds, ETFs, bonds, and CDs in client portfolios, tailored to each client's risk tolerance and financial goals. Sensible Money may engage Independent Managers for client assets, with Asset Dedication, LLC being the current Independent Manager. The firm operates on a fee-only basis, with fixed fees for financial planning and asset-based fees for investment management. Sensible Money exercises investment discretion for client accounts and does not provide performance-based fees. Clients have full control over their accounts, with Sensible Money providing ongoing monitoring and annual reviews. The firm has a Code of Ethics in place to ensure integrity and transparency in its practices. Sensible Money recommends Charles Schwab & Co., Inc. for custody and brokerage services, with a focus on best execution and client interests.
$422,225,182 under management
14 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Arq Wealth Advisors, LLC
Arq Wealth Advisors, LLC is a financial advisory firm based in Scottsdale, Arizona. It currently has approximately $418,218,509 of assets under management and employs about 10 people. Arq Wealth Advisors, LLC uses a fee structure of a percentage of assets under your management and fixed fees.
$418,218,509 under management
10 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Scottsdale, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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