Nicholas Trotman

from Canton Hathaway LLC
SEC regulated
Regulated Investment Advisor
Nicholas Trotman is a financial advisor based in Rhode Island, Providence, with 24 years of experience. Nicholas currently works for Canton Hathaway LLC. Nicholas maintains the following licenses: S65 (Uniform Investment Adviser Law Examination), S63 (Uniform Securities Agent State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Nicholas Trotman works at Canton Hathaway LLC
Canton Hathaway LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $495,689,785 of assets under management and employs about 6 people. Canton Hathaway LLC uses a fee structure of a percentage of assets under your management and fixed fees.
Certifications and registrations
Uniform Investment Adviser Law Examination (S65)
Uniform Securities Agent State Law Examination (S63)
Years registered
6 years
Fee structure
A percentage of assets under your management and fixed fees
Office location
One West Exchange Street, Suite 3202, Providence, Rhode Island, 2903

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