Nautic Partners, LLC is a financial advisory firm based in Providence, Rhode Island. It currently has approximately $8,599,323,060 of assets under management and employs about 65 people. Nautic Partners, LLC uses a fee structure of a percentage of assets under your management and performance-based fees.

Rex Capital Advisors, LLC is an SEC registered investment adviser specializing in providing extensive investment advisory services to high net worth individuals, families, foundations, trusts, and other entities. The firm was founded in 1998 and became registered with the SEC in 2002. With $1,252,646,454 of assets under advisement as of 12/31/21, including $939,622,618 under discretionary management, RCA offers family office services focusing on investment advisory, financial planning, estate and tax planning, and risk management. The firm provides ongoing investment advisory services with discretionary authority to monitor and manage client portfolios, including non-securities investments like real estate and art. RCA's fee structure is based on a percentage of assets under advisement, starting at 1.50% for $10 million to $50 million AUA. Clients with assets exceeding $50 million receive full-service family office offerings. The firm emphasizes a long-term, capital preservation-focused investment approach, combining disciplined asset allocation with comprehensive manager and investment selection. Clients receive written reports up to two times a year, with performance reports provided during formal reviews. RCA has no disciplinary events to report and does not receive compensation from third parties for client referrals. The firm exercises investment discretion, determining securities to buy/sell, broker selection, and commission rates, with client discussions typically preceding transactions. Clients are encouraged to compare custodial statements with RCA reports.

Capital Wealth Management, LLC is a financial advisory firm based in West Warwick, Rhode Island. It currently has approximately $772,494,203 of assets under management and employs about 17 people. Capital Wealth Management, LLC uses a fee structure of a percentage of assets under your management and fixed fees.

WhaleRock Point Partners, LLC is a Registered Investment Adviser established in May 2006, managing approximately $757,392,455 in client assets as of December 31, 2024. The firm offers tailored investment management services with a focus on maximizing after-tax investment results for clients. Clients compensate WhaleRock through fees based on a clearly written fee schedule. The firm primarily manages accounts on a discretionary basis, granting full authority to determine securities bought and sold. WhaleRock's investment philosophy involves a top-down analysis of macroeconomic factors to identify investment themes, complemented by fundamental and technical analysis for security selection. The firm emphasizes broad diversification, systematic risk management, and internal management. WhaleRock acts as a fiduciary for retirement plan accounts, abiding by ERISA regulations to act in clients' best interests. The firm charges fees based on a percentage of assets under management, with most clients paying an annual rate of up to approximately 1.1%. WhaleRock does not charge performance-based fees and provides investment advisory services to various client types, including individuals, trusts, and pension plans. The firm uses soft dollars to offset costs of investment services and employs third-party and proprietary tools for account monitoring and rebalancing. Clients receive regular account reviews and voting rights on securities held in their accounts. WhaleRock does not require advance payments and has not been subject to a bankruptcy petition.

Newman Dignan & Sheerar, Inc. is a registered investment adviser established in 1992, offering investment advisory services to various clients, including individuals, high net worth individuals, pension and profit sharing plans, and charitable organizations. The firm provides discretionary investment advisory services on a fee-only basis, with annual fees generally ranging from negotiable to 1.00% based on the market value of assets managed. Clients can also receive retirement plan consulting services and financial planning services upon request. The firm primarily allocates client assets among individual equity and fixed income securities, mutual funds, and ETFs based on designated investment objectives. Clients have the option to engage in socially responsible investing or invest in cryptocurrencies through exchange-traded securities or separate account managers. Newman Dignan & Sheerar does not participate in performance-based fees, and clients have the ability to impose restrictions on the firm's services. The firm conducts ongoing account reviews and provides clients with regular account statements. Clients are encouraged to review investment objectives annually. The firm does not receive compensation from the sale of securities and maintains a Code of Ethics to prevent the misuse of material non-public information. Clients can engage the firm on a discretionary basis, allowing the firm to buy, sell, or execute transactions on their behalf. The firm also handles proxy voting for client securities and provides information on how proxies are voted upon request. Newman Dignan & Sheerar has not been subject to disciplinary actions or bankruptcy petitions and maintains financial stability to meet its commitments. For any inquiries, clients can contact the Chief Compliance Officer, Richard Cavanagh.

Canton Hathaway, LLC is a financial advisor firm established on April 6, 2018, in Rhode Island. The firm specializes in offering investment advisory services to individuals, family groups, trusts, and charitable organizations. Their investment management services include personalized portfolio management primarily in liquid securities, common stocks, bonds, mutual funds, and exchange-traded funds. Canton Hathaway also provides fund management services to affiliated entities and offers outsourced CIO services to pension plans and institutions. The firm may serve as a subadvisor to other registered investment advisory firms. For investment management services, fees are based on a tiered fee schedule ranging from 60 to 90 basis points depending on the assets under management. The firm does not participate in wrap fee programs. As of December 31, 2024, Canton Hathaway manages assets totaling $672,683,659, with $627,699,956 managed on a discretionary basis. The firm acts as a fiduciary and does not receive commissions or compensation from third parties. Canton Hathaway does not have custody of client assets and recommends clients use qualified custodians for safeguarding their funds. The firm has a Privacy Policy and Program for Protecting Client Information in place to comply with Regulation S-P, ensuring the confidentiality and security of client information. Clients are provided with annual privacy notices and the opportunity to opt-out of information disclosure. The firm's Chief Compliance Officer oversees the implementation of the Privacy Policy and Program.

Briggs Advisory Group, Inc., established in 2018, is a registered investment adviser offering wealth management services such as investment management, financial planning, and retirement plan services. The firm manages portfolios on a discretionary basis, focusing on individual, retirement, trust, and small business accounts. Investment strategies are based on Modern Portfolio Theory, emphasizing diversified portfolios using mutual funds and ETFs. Briggs may also manage fixed income portfolios through a third-party sub-advisor. Clients receive personalized Investment Policy Statements aligning with their goals. The firm charges fees based on a tiered schedule, with a minimum annual fee of $7,500 for wealth management services. For retirement plans, fees are based on a percentage of assets managed. Briggs does not charge performance-based fees and acts as a fiduciary, putting clients' interests first. Clients have investment discretion, with the ability to impose restrictions. Briggs does not vote proxies on behalf of clients and does not participate in legal proceedings involving client securities. The firm maintains a Code of Ethics, ensuring ethical conduct and supervising personal securities transactions. Briggs does not have any disciplinary history and has no financial commitments affecting client obligations.

Blue Fin Capital, Inc. is a registered investment adviser founded in 1996 and based in Rhode Island. The firm offers discretionary portfolio management services tailored to meet clients' investment objectives and risk tolerance. Blue Fin provides financial planning services on a complimentary basis. The firm primarily advises on equity and fixed income securities, Exchange Traded Funds, and offers IRA rollover recommendations. Blue Fin charges fees based on a tiered method, with a negotiable advisory fee schedule. The firm manages over $365 million in client assets on a discretionary basis. Blue Fin acts as a fiduciary, obligated to act in clients' best interests. The firm exercises investment discretion, requiring clients to grant discretionary authority to manage their accounts. Blue Fin engages in block trading and exercises proxy voting authority for client securities. The firm does not compensate third parties for client referrals and has no financial industry affiliations. Blue Fin does not have custody of client funds and securities, which are held with independent custodians. The firm has no disciplinary events and maintains a Code of Ethics. Blue Fin provides insights into its investment strategies, risk factors, and tax considerations. The firm conducts annual reviews of client accounts and offers trustee services. Blue Fin discloses its brokerage practices, including the use of Fidelity, Charles Schwab, and other broker-dealers. The firm addresses trade errors and class action lawsuits on behalf of clients. Blue Fin provides comprehensive financial information and additional details on its operations and policies.

Hall Capital Management Company, Inc. is a registered investment adviser founded in 1997 by Robert F. Hall, who serves as the Principal Owner, Chairman, and Chief Compliance Officer. The firm offers discretionary and non-discretionary investment management services tailored to individual client needs, including asset allocation, financial planning, tax preparation, and consulting services to retirement plan sponsors. Hall Capital acts as a fiduciary, obligated to act in the best interests of clients, with no minimum asset requirements for opening or maintaining an account. For investment management services, Hall Capital charges fees based on a tiered structure, with an annual fee of 1.30% for the first $1,000,000 in assets under management and 0.85% for amounts over $1,000,000. The firm does not charge performance-based fees and does not participate in wrap fee programs. Clients may authorize Hall Capital to debit fees directly from their accounts. The firm's investment philosophy focuses on providing consistent growth through proper asset diversification, with a core philosophy of long-term capital appreciation and secure dividend income. Hall Capital primarily invests in established companies and high-quality, investment-grade bonds. The firm also offers financial planning services and does not engage in principal transactions or cross trades between client accounts. Hall Capital's team includes experienced professionals like Stephen M. Clair, Jr., Vice President and Portfolio Manager, and John P. Teixeira, President, who hold relevant educational backgrounds and professional designations such as CERTIFIED FINANCIAL PLANNER™ (CFP®) and Certified Public Accountant (CPA). The firm has no disciplinary disclosures and operates under the supervision of Robert F. Hall.