Canton Hathaway LLC

Canton Hathaway, LLC is a financial advisor firm established on April 6, 2018, in Rhode Island. The firm specializes in offering investment advisory services to individuals, family groups, trusts, and charitable organizations. Their investment management services include personalized portfolio management primarily in liquid securities, common stocks, bonds, mutual funds, and exchange-traded funds. Canton Hathaway also provides fund management services to affiliated entities and offers outsourced CIO services to pension plans and institutions. The firm may serve as a subadvisor to other registered investment advisory firms. For investment management services, fees are based on a tiered fee schedule ranging from 60 to 90 basis points depending on the assets under management. The firm does not participate in wrap fee programs. As of December 31, 2024, Canton Hathaway manages assets totaling $672,683,659, with $627,699,956 managed on a discretionary basis. The firm acts as a fiduciary and does not receive commissions or compensation from third parties. Canton Hathaway does not have custody of client assets and recommends clients use qualified custodians for safeguarding their funds. The firm has a Privacy Policy and Program for Protecting Client Information in place to comply with Regulation S-P, ensuring the confidentiality and security of client information. Clients are provided with annual privacy notices and the opportunity to opt-out of information disclosure. The firm's Chief Compliance Officer oversees the implementation of the Privacy Policy and Program.