Richard Smith

from Smith Thornton Advisors, LLC
SEC regulated
Regulated Investment Advisor
Richard Smith is a financial advisor based in Alabama, Huntsville, with 40 years of experience. Richard currently works for Smith Thornton Advisors, LLC. Richard maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Richard Smith works at Smith Thornton Advisors, LLC
Smith Thornton Advisors, LLC is a financial advisory firm based in Huntsville, Alabama. It currently has approximately $161,290,041 of assets under management and employs about 7 people. Smith Thornton Advisors, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
29 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
626 Clinton Avenue West,, Suite 100, Huntsville, Alabama, 35801

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