Top financial advisors in Newark, DE
We’ve curated a list of the best financial advisors in Newark, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$289,319,008
Number of advisors
8 advisors
| $289,319,008 | 8 advisors | |
| 2 |
Assets under management
$187,534,110
Number of advisors
13 advisors
| $187,534,110 | 13 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Newark, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Newark. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
N1 Advisors
Newton One Investments, LLC, operating as N1 Advisors, is a registered investment adviser specializing in financial planning, portfolio management, and pension consulting services. Established in 2014, with roots dating back to 2001, the firm tailors investment portfolios to clients' financial circumstances and risk tolerance levels. N1 Advisors offers discretionary portfolio management, allowing them to supervise and direct client investments without prior consultation, though clients can impose restrictions. The firm's annual advisory fee structure is tiered based on assets under management, with no minimum annual fee. Additionally, N1 Advisors provides financial planning services covering various areas such as retirement planning and investment portfolio design. The firm serves individuals, high net worth individuals, retirement plans, corporations, and trusts. N1 Advisors primarily invests in mutual funds, ETFs, and fixed income products, focusing on long-term and short-term purchases. The firm does not engage in performance-based fees or side-by-side management. N1 Advisors recommends Charles Schwab for brokerage and custodial services, considering factors like historical relationship and execution capabilities. The firm does not vote proxies for client securities and does not require prepayment exceeding $1,200 per client. Clients receive quarterly portfolio reviews and reports, with access to additional reports upon request. For any questions or clarifications, clients can contact N1 Advisors' Chief Compliance Officer, Scott Snyder.
$289,319,008 under management
8 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
RETIREMENT PLAN ASSETS UNDER ADVISEMENT
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPension Consulting ServicesMallard Financial Partners Inc
Mallard Financial Partners Inc. is a Fee-Only financial planning and investment management firm founded in August 2013. They offer financial planning and investment management services to individuals, trusts, estates, nonprofits, and small businesses. The firm does not sell commissioned products, accept commissions, or referral fees. Clients maintain asset control through an independent custodian. Investment advice is provided on an hourly, project, or ongoing basis, with services tailored to each client's needs. The firm's investment strategy primarily focuses on strategic asset allocation and proper diversification. Clients can choose from different levels of service agreements with varying fees based on Assets Under Management (AUM). MALLARD does not charge performance-based fees and has no account minimum size. The firm uses security analysis methods such as charting, fundamental analysis, and technical analysis. They disclose potential conflicts of interest and have a Code of Ethics in place. MALLARD participates in the TD Ameritrade Institutional and Schwab Advisor Services programs, receiving certain benefits that assist in managing client portfolios. The firm has no disciplinary events and does not accept soft dollars. Clients receive regular reports and have the option for discretionary trading authority. Proxy voting services are provided through ProxyEdge. MALLARD does not serve as a custodian for client funds and has a sound financial condition.
$187,534,110 under management
13 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesEducational Seminars/workshops
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Newark, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Newark. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Your first meeting is free.