Top 10 financial advisors in Carmel, IN
We've curated a list of the best financial advisors in Carmel, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $6,537,286,549 Number of advisors 159 advisors | |||
| 2 | Assets under management $2,831,362,654 Number of advisors 26 advisors | |||
| 3 | Assets under management $1,130,650,740 Number of advisors 14 advisors | |||
| 4 | Assets under management $725,036,045 Number of advisors 14 advisors | |||
| 5 | Assets under management $602,923,205 Number of advisors 87 advisors | |||
| 6 | Assets under management $533,838,591 Number of advisors 29 advisors | |||
| 7 | Assets under management $266,577,116 Number of advisors 9 advisors | |||
| 8 | Assets under management $246,025,287 Number of advisors 8 advisors | |||
| 9 | Assets under management $135,233,369 Number of advisors 2 advisors | |||
| 10 | Assets under management $126,068,690 Number of advisors 17 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Carmel, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Oxford Financial Group, Ltd
Oxford Financial Group, Ltd.™ is a registered investment adviser founded in 1981 by Jeffrey H. Thomasson. The firm operates as a fee-only financial and investment advisory firm, focusing on enhancing clients' financial lives and legacies. Services include family office services, Chief Investment Officer (CIO) services, and tailored services like M25 Counsel and Swindon Transition Counsel®. The firm offers a wide range of services, access to global investment opportunities, and multi-generational estate and financial planning strategies. For family office services, clients engage in financial planning, investment planning for family wealth, and family strategic planning. The CIO services include developing Investment Policy Statements, investment manager search and selection, and performance monitoring. The firm does not participate in wrap-fee programs and has assets under management of $19.65 billion as of December 31, 2024. Fees for CIO services vary based on the type of assets managed, with fees ranging from 0.20% to 2.00% based on the asset value. The firm does not charge performance-based fees. Oxford does not participate in soft dollar arrangements and has a policy to correct trade errors to ensure clients are not harmed. The firm offers discretionary and non-discretionary investment services, with discretionary services allowing Oxford to make adjustments to client portfolios without seeking client approval each time. Oxford does not exercise proxy voting authority over client securities. Clients receive quarterly account statements and periodic reviews of their accounts. Oxford has not had any adverse financial conditions affecting its ability to meet commitments.
$6,537,286,549 under management
159 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Winthrop Capital Management
Winthrop Capital Management, LLC, established in Carmel, IN, offers investment advisory, sub-advisory, and consulting services to various clients, including high net worth individuals and institutional entities. The firm primarily serves clients through financial intermediaries and provides investment management services to clients of other advisors. Winthrop Capital Management offers investment advisory services, portfolio models, sub-advisory services, unified management account programs, private placements, and specialty services tailored to meet client goals and objectives. The firm charges investment advisory fees ranging from 0.10% to 1.50% per annum based on the account size and management strategy employed. Clients have the option for discretionary or non-discretionary management, with a minimum account size generally set at $500,000. Winthrop Capital Management acts as a fiduciary, providing investment advice in the best interest of clients. The firm has a Code of Ethics in place and offers proxy voting services to ensure client interests are prioritized. Additionally, the firm does not accept compensation for the sale of securities and has procedures in place to address trade errors and class action lawsuits.
$2,831,362,654 under management
26 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Procourse Fiduciary Advisors, LLC
ProCourse Fiduciary Advisors, LLC, operating as MJ Retirement, is an SEC-registered investment adviser founded in May 2012. The firm specializes in providing customized advisory services to retirement plan sponsors, foundations, corporations, and individual investors. As of December 2024, MJ Retirement manages over $1.6 billion in client assets on a discretionary basis and over $3.4 billion on a non-discretionary basis. The firm offers services such as investment policy statement development, asset allocation analysis, investment manager search and due diligence, and fiduciary training for retirement plan clients. Additionally, MJ Retirement provides wealth management services, including financial planning and investment advisory services based on clients' goals and risk tolerance. The firm acts as a co-fiduciary under ERISA and is a wholly-owned subsidiary of MJ Insurance, Inc. The Chief Executive Officer and Chief Investment Officer is Douglas G. Prince, and the Chief Operations Officer is Brea Dantin. MJ Retirement does not charge performance-based fees, manages accounts on a discretionary basis, and does not accept authority to vote client securities. The firm's fee structure for institutional clients is negotiable, while wealth management clients are charged a percentage of assets under advisement. MJ Retirement maintains a relationship with Stifel, Nicolaus & Company, Incorporated, and has adopted a Code of Ethics to ensure client interests are prioritized. The firm does not have any reportable legal or disciplinary actions.
$1,130,650,740 under management
14 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Indie Asset Partners, LLC
Indie Asset Partners, LLC is a financial advisory firm based in Carmel, Indiana. It currently has approximately $725,036,045 of assets under management and employs about 14 people. Indie Asset Partners, LLC uses a fee structure of a percentage of assets under your management, fixed fees, performance-based fees and asset-based percentage or hourly fees for family office services.
$725,036,045 under management
14 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
ASSET-BASED PERCENTAGE OR HOURLY FEES FOR FAMILY OFFICE SERVICES
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Family Office Services
Archer Investment Corporation
Archer Investment Corporation, established in 2005, manages The Archer Funds and separately managed accounts. The firm offers comprehensive or limited scope investment advisory services tailored to individual needs, encompassing asset allocation, risk control, and tax considerations. Clients can opt for discretionary or non-discretionary management on a fee-only basis, with fees ranging from 0.50% to 1.00% based on account size. The firm's investment strategy involves a diversified selection of assets, including equities, fixed income instruments, mutual funds, and options. Archer manages approximately $900 million on a discretionary basis as of December 31, 2024. The firm does not engage in performance-based fees and generally serves investment companies, trusts, pension plans, individuals, and corporations with a minimum account size of $25,000 for separately managed accounts. Investment decisions are made based on risk tolerance, time horizon, and liquidity needs. Clients have the option to impose restrictions on investing in certain securities. Archer operates under a fiduciary duty when providing investment advice for retirement accounts. The firm's investment analysis considers various risks, including market volatility, liquidity, and cybersecurity. Archer's personnel do not accept compensation for the sale of securities and are primarily compensated through client fees. The firm actively reviews client accounts quarterly and offers discretionary investment management services. Archer's brokerage practices involve recommending specific broker-dealers for transactions, with the option for clients to direct brokerage. The firm does not have custody of client accounts and provides investment discretion for securities transactions. Archer's internal manager votes on proxies for pooled investments, while clients can direct voting for individual securities. The firm discloses potential conflicts of interest related to proprietary funds and affiliated companies. Archer's employees adhere to a Code of Ethics and maintain high ethical standards in their professional conduct. The firm also engages in client referrals with written agreements and supervises its employees to ensure compliance with regulations.
$602,923,205 under management
87 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Shepherd Financial Investment Advisory LLC
Shepherd Financial Investment Advisory, LLC, established in September 2017, offers investment advisory services to ERISA-qualified and non-qualified retirement plans, individuals, and high-net-worth clients. The firm provides wealth management services tailored to clients' investment objectives, risk tolerance, and financial circumstances. Investment strategies include asset allocation, portfolio design, and independent investment manager selection. The firm's fee structure ranges from 0.50% to 1.20% annually based on the scope of services and client assets. Wealth planning services are available at no additional charge for clients with over $500,000 in assets under management. The firm may recommend no-load mutual funds, individual securities, and pooled investment vehicles. Clients receive quarterly account statements directly from the custodian. Shepherd does not charge performance-based fees and acts in clients' best interests. The firm's owners and advisors are registered representatives of Lincoln Investment, and may receive compensation for insurance product referrals. Clients may grant investment discretion to the firm, and voting of client securities is not conducted by Shepherd. The firm does not engage in soft dollar arrangements or directed brokerage practices.
$533,838,591 under management
29 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Pension Consulting Services
Halter Ferguson Financial Inc
Halter Ferguson Financial, Inc. is a registered investment adviser founded in 1986 by Bradford S. Ferguson, CFA, based in Carmel, Indiana. The firm specializes in fee-only financial planning and investment advisory services for individuals and businesses, offering discretionary portfolio management services. Clients entrust Halter Ferguson Financial with the authority to buy and sell securities, select custodians, and manage their accounts within specified parameters. The firm also caters to "REBELLIONAIRES," clients with a non-diversified investment approach. Halter Ferguson Financial acts as a fiduciary, obligated to prioritize clients' best interests. The minimum client relationship size is typically $1,000,000 but negotiable. The fee structure for discretionary portfolio management services is tiered based on household assets, with fees assessed quarterly and billed based on the market value of assets. The firm uses fundamental analysis to select investments and offers financial planning services. Halter Ferguson Financial does not charge performance-based fees, engages in side-by-side management, or directly compensate for client referrals. The firm does not have physical custody of client funds and uses Charles Schwab & Co., Inc. or Fidelity Institutional Wealth Services as custodians. Clients receive regular account reviews and have the option to connect external accounts for management. Halter Ferguson Financial's professionals include Bradford S. Ferguson, Tiffany White, Matthew Smith, and Benjamin Weber, who provide advisory services under the supervision of Matthew Smith, the Chief Compliance Officer.
$266,577,116 under management
9 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Monon Wealth Management
Monon Wealth Management is a financial advisory firm based in Carmel, Indiana. It currently has approximately $246,025,287 of assets under management and employs about 8 people. Monon Wealth Management uses a fee structure of a percentage of assets under your management and fixed fees.
$246,025,287 under management
8 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Aldebaran Capital, LLC
Aldebaran Capital, LLC, established in January 1999 in Indianapolis, Indiana, by Kenneth R. Skarbeck, CFA, and Edward A. Skarbeck, is a fee-only investment advisory firm specializing in managing stock portfolios for individual investors, businesses, and institutions. The firm follows a fundamental "value" approach, seeking to identify discrepancies between stock market prices and underlying business values to reduce risk and achieve long-term investment results. Aldebaran Capital manages accounts separately, registered in each client's name, and held at a third-party Custodian. The firm's investment management services are tailored to individual clients, with most assets under management being discretionary. The minimum investment to open a managed account is generally $100,000, which may be waived at the firm's discretion. Aldebaran Capital charges an annual fee based on assets under management, with a negotiable fee schedule. The firm does not charge performance-based fees and does not participate in wrap fee programs. Clients have the option to terminate services at any time without penalty. Aldebaran Capital does not engage in other financial industry activities, maintains a code of ethics, and has no disciplinary history. The firm's investment strategy focuses on value investing, with a long-term perspective and low portfolio turnover. Clients receive regular account reviews, statements, and reports, and the firm provides a comprehensive annual report. Aldebaran Capital has no financial condition likely to impair its ability to meet client commitments and is registered with the Securities and Exchange Commission.
$135,233,369 under management
2 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Four Quadrant Wealth Advisors, Inc.
Four Quadrant Wealth Advisors, Inc. is a registered investment adviser based in Carmel, Indiana, providing personalized financial planning and portfolio management services since 2004. The firm offers financial planning services tailored to individual needs, including consultations on specific financial topics and written plans to achieve financial goals. Portfolio management services are offered on a discretionary basis, with continuous monitoring and rebalancing based on clients' risk tolerance and objectives. The firm primarily advises on mutual funds, ETFs, and equity securities, with a focus on long-term growth and risk management. For financial planning services, fees range from $8,000 to $30,000, depending on complexity, while portfolio management fees are based on a percentage of assets managed, ranging from 1.50% to 2.00%. The firm does not accept performance-based fees or engage in side-by-side management. Clients have investment discretion options, allowing them to set investment objectives and guidelines. Four Quadrant Wealth Advisors does not have any reportable disciplinary information and does not receive compensation for client referrals. The firm emphasizes client privacy and security, with policies in place to protect personal information. Clients are responsible for voting proxies on their securities, and the firm does not participate in class action lawsuits on behalf of clients.
$126,068,690 under management
17 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Business Consulting
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Carmel, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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