Exchange Traded Concepts, LLC is a financial advisory firm based in Oklahoma City, Oklahoma. It currently has approximately $5,687,316,000 of assets under management and employs about 9 people. Exchange Traded Concepts, LLC uses a fee structure of a percentage of assets under your management and fixed fees.

CE Investment Management, LLC (CEIM) was founded in 2018 as part of the Cameron Enterprises group, focusing on fixed income and commercial mortgage loan investments. The firm provides customized investment advice to affiliated companies within the group and may expand to outside clients in the future. CEIM's investment strategy includes fixed income assets, liability matched investing, commercial mortgage loans, and oversight of external managers for private placements and collateralized loan obligations. As of December 31, 2024, CEIM had approximately $5.68 billion in regulatory assets under management on a discretionary basis. The firm charges asset-based fees negotiated with each client and may recommend investments with outside third-party managers without additional fees. CEIM does not charge performance-based fees and does not have conflicts related to side-by-side management. The firm may provide investment advisory services to non-affiliates in the future. CEIM's investment process integrates credit and structured products research, quantitative research, and risk management, focusing on various asset types. The firm's risk management includes considerations for market risks, interest rate risk, credit risk, liquidity risk, and other factors. CEIM has policies in place to address conflicts of interest, cybersecurity risks, and catastrophic events. The firm does not engage in soft dollar arrangements and generally does not participate in proxy voting or class actions on behalf of clients. CEIM typically has discretionary authority over client accounts and participates in corporate actions on behalf of clients unless instructed otherwise.

Caption Management, LLC is a financial advisor firm established in February 2012, primarily owned by Jason Strasser and William Cooper. The firm provides discretionary investment advice to a private fund called the Caption Fund and separately managed accounts. The Caption Fund pays a quarterly management fee of 2.35% of each investor's capital account, deducted directly from the assets. The firm's total regulatory assets under management were $1,151,045,152 as of December 31, 2022. Clients of the firm are typically high net worth individuals, institutional investors, and qualified purchasers. The minimum investment for the Caption Fund is generally $500,000. The firm's investment strategy focuses on capital appreciation through trading U.S. common stocks and listed vanilla options, with an average holding period of 2-4 months. The firm may also invest in other securities for capital appreciation or hedging purposes. Clients should be prepared for the speculative nature of investments, as there is a high degree of risk involved. The firm does not accept economic benefits from third parties for advice rendered to clients and does not compensate non-advisory personnel for client referrals. Clients' portfolios are reviewed daily, and performance is analyzed by the firm's investment professionals. The firm has discretionary authority over client accounts, with clients generally unable to place limits on the firm's authority. The firm generally has voting discretion over client securities, with proxy voting decisions made in the best interests of each client.

Vista Investment Partners LLC, established in 2016, offers financial planning and portfolio management services to individuals, pension plans, corporations, trusts, and charitable organizations. The firm develops a Financial Profile and Investment Plan for each client based on their financial circumstances, goals, and risk tolerance. Clients can opt for discretionary or non-discretionary portfolio management, with discretionary clients granting Vista authority to manage their investments without prior consultation. Vista may utilize Separate Account Managers to offer a variety of manager styles and investment strategies. The firm primarily invests in mutual funds, ETFs, stocks, fixed income securities, and other investments, using fundamental analysis to select investments. Vista's fee structure includes management fees based on a percentage of assets under management, with financial planning services offered at no additional fee for clients with assets over $1,000,000. The firm does not have performance-based fees and does not vote proxies for client securities. Vista does not have any disciplinary events to report and engages in best execution practices when selecting brokers. The firm may receive economic benefits from custodians Raymond James and TD Ameritrade, with fees separate from internal fees and expenses. Clients are advised to review account statements and reports provided by custodians for accuracy.

Acorn Growth Companies, LLC is a financial advisory firm based in Oklahoma City, Oklahoma. It currently has approximately $495,814,245 of assets under management and employs about 12 people. Acorn Growth Companies, LLC uses a fee structure of a percentage of assets under your management, performance-based fees and ebitda fee.

FourPath Capital Management, LLC is a registered investment adviser providing personalized investment management and financial advisory services to individual and institutional investors. The firm, established in 2021, operates under the ownership of Kyle Reuter and Jeffrey James. FourPath offers various services, including investment and wealth management, financial planning, and consulting, tailored to clients' needs and goals. Clients can have their portfolios managed on a discretionary or non-discretionary basis, with a minimum initial investment of $1,000,000. The firm charges fees based on a graduated fee schedule for assets under management. FourPath may also engage Independent Managers to manage client assets, with fees set by the managers. The firm does not charge performance-based fees or participate in side-by-side management. Clients' assets are held by a qualified custodian, and FourPath has investment discretion over client accounts. The firm has no disciplinary information to report and does not pay referral fees. Clients receive regular account reviews and performance reports, and FourPath retains proxy voting authority for client securities. The firm does not require prepayment of fees exceeding $1,200 and has a sound financial condition. For more information, clients can contact FourPath at (405) 253-6080.

Castlepoint Wealth Advisors is a financial advisory firm based in Oklahoma City, Oklahoma. It currently has approximately $317,099,601 of assets under management and employs about 10 people. Castlepoint Wealth Advisors uses a fee structure of a percentage of assets under your management and hourly charges.

Mitchell & Pahl Private Wealth, LLC is a fee-only registered investment adviser founded in 2020 by Brian D. Mitchell and Candace Pahl. The firm specializes in providing personalized investment management and financial advisory services to individual investors, high net worth individuals, trusts, businesses, and charitable organizations. Mitchell & Pahl operates under a fiduciary standard of care, offering portfolio management, financial planning, and wealth management services on a discretionary and non-discretionary basis. The firm's investment strategies are tailored to each client's risk profile and financial goals, focusing on a tax-efficient and cost-effective asset allocation strategy. Clients may engage Mitchell & Pahl for financial planning and consulting services on an hourly, fixed rate, or project basis. The firm does not charge performance-based fees or participate in side-by-side management. Mitchell & Pahl has no disciplinary information to report and does not pay referral fees. The firm has custody arrangements with a qualified custodian, First Clearing, and exercises investment discretion with clients' securities accounts. Clients receive monthly or quarterly account statements directly from the custodian. Mitchell & Pahl's financial condition is stable, with no financial commitments that could impair client commitments.

Access Financial Resources, Inc. is a registered investment adviser based in Oklahoma City, Oklahoma, founded in 1991. The firm offers personalized financial planning and asset management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. Services include financial objective determination, cash flow management, tax planning, insurance review, asset management, education funding, retirement planning, and estate planning. AFR operates as a "fee-based" firm, providing objective advice on various asset vehicles for a fee paid by clients. Investment advice is offered through non-discretionary or discretionary authority, allowing clients to control their investments. AFR's investment strategies include strategic asset allocation, core and satellite approach, and global diversification. The firm manages approximately $323 million in assets, with fees based on a percentage of assets under management. AFR's fee structure is negotiable, with hourly charges for financial planning services and asset-based percentage fees for investment advisory services. The firm does not accept performance-based fees or engage in side-by-side management. Clients receive account statements directly from custodians, and AFR does not vote proxies on behalf of clients. AFR maintains an information security program and a Business Continuity Plan to safeguard client information and ensure business continuity in case of disruptions.