Carman Hicks

from Hicks & Associates Wealth Management, LLC
SEC regulated
Regulated Investment Advisor
Carman Hicks is a financial advisor based in North Carolina, Cary, with 27 years of experience. Carman currently works for Hicks & Associates Wealth Management, LLC. Carman maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Carman Hicks works at Hicks & Associates Wealth Management, LLC
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
20 years
Fee structure
A percentage of assets under your management and fixed fees
Office location
1225 Crescent Green, Suite 100, Cary, North Carolina, 27518

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