Top financial advisors in Cary, NC
We’ve curated a list of the best financial advisors in Cary, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 |
Assets under management
$247,225,472
Number of advisors
11 advisors
| $247,225,472 | 11 advisors | |
| 2 |
Assets under management
$176,790,109
Number of advisors
7 advisors
| $176,790,109 | 7 advisors | |
| 3 |
Assets under management
$102,208,076
Number of advisors
6 advisors
| $102,208,076 | 6 advisors |
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Cary, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Cary. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
Raleigh Capital Management Inc.
Raleigh Capital Management Inc. is an investment adviser firm established in February 2009, based in North Carolina. The firm offers financial planning services, outside money managers, manager of managers services, and investment management. Clients can expect a broad range of investment options, including mutual funds, stocks, bonds, ETFs, and more. The firm typically requires a minimum investment of $250,000, which may be waived under certain circumstances. Fees for financial planning services are fixed, while investment management fees are negotiable and generally do not exceed 1.80% of assets under management per year. The firm may receive cash compensation from third-party investment model sponsors, creating a conflict of interest. Clients' assets are held at qualified custodians, and the firm does not vote proxies on behalf of clients. Raleigh Capital Management Inc. does not have any disciplinary information to disclose and does not engage in performance-based fees or side-by-side management. The firm conducts annual reviews of client portfolios and provides detailed account statements directly from the custodian. Clients are encouraged to review statements promptly and compare them with reports from the firm.
$247,225,472 under management
11 advisors
Fee structure
A percentage of assets under your management
Fixed fees
SELECTION OF OTHER ADVISORS
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesSelection Of Other AdvisersEducational Seminars/workshopsVeratis Advisors, Inc.
Veratis Advisors, Inc. is an independent, fee-only advisory firm established in 2001, offering services to corporate retirement plan clients and personal clients. For retirement plan clients, services are non-discretionary, with the ultimate decision to act remaining with the plan sponsor. Discretionary portfolio management services are available for personal clients, requiring clients to grant Veratis discretionary authority. The firm primarily advises on publicly traded mutual funds, ETFs, and cash equivalent instruments. Fees for retirement plan clients range from $18,000 to $125,000 annually or 0.25% to 0.90% of assets under management. Personal clients are charged up to 1.00% of assets under management annually. Financial planning services are included in the total portfolio management fee, with additional hourly fees for specific services. Veratis does not receive compensation for client referrals and does not engage in performance-based fees or side-by-side management. The firm does not have custody of client funds and does not accept discretionary authority for voting client securities. Clients are responsible for exercising their voting rights. Veratis has not been involved in any legal or disciplinary events and does not have financial conditions that would prevent meeting contractual commitments. The firm prioritizes client privacy and maintains policies to protect personal information. In case of trade errors, the firm aims to restore accounts to their correct positions. Veratis does not handle class action lawsuits on behalf of clients.
$176,790,109 under management
7 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small BusinessesPortfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)Pension Consulting ServicesPublication Of Periodicals Or NewslettersEducational Seminars/workshopsHicks & Associates Wealth Management, LLC
Hicks & Associates Wealth Management, LLC is a registered investment adviser under the Investment Advisers Act of 1940. Established in 2022 and organized in 2004, the firm is principally owned by C. Theodore Hicks II. Specializing in investment management services for individuals and high net worth individuals, Hicks & Associates offers discretionary management of separately managed accounts investing in individual stocks, bonds, mutual funds, and ETFs. The firm tailors services to clients' financial conditions, goals, and risk tolerance, making investment decisions based on individual needs. Hicks & Associates manages approximately $97,325,022 in assets as of December 31, 2024. The firm charges annual fees ranging from 0.30% to 2.00% of assets under management, calculated monthly in advance. Clients may negotiate fees, and Hicks & Associates operates under a fiduciary duty, acting in clients' best interests. The firm employs a Multi-Strategy Investment Management Process, utilizing strategies such as Buy and Hold, Discretionary, Quantitative, Trend Following, and Tactical. Investment risks include market fluctuations, stock selection, small and medium-sized company risks, and non-U.S. securities risks. Hicks & Associates does not engage in soft dollar practices, cross trades, or principal transactions. Clients receive quarterly account statements from a third-party custodian, and the firm has no custody of client funds. The firm exercises full investment discretion, including voting client securities proxies in accordance with its Proxy Voting Policy. Hicks & Associates has no financial matters or bankruptcy proceedings to disclose.
$102,208,076 under management
6 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning ServicesPortfolio Management For Individuals And/or Small Businesses
Commitment
We’ve gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don’t directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Methodology
To generate our top financial advisors list in Cary, we have carried out some rigorous research. First, we’ve analysed data in the SEC database to filter advisors by location, in this case Cary. Then we’ve filtered out any advisors that do not offer financial advice, for example if they only offer mortgage advice we have excluded them from the list. Then we’ve ranked the remainder according to the amount of assets under management.
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