Hicks & Associates Wealth Management, LLC

Hicks & Associates Wealth Management, LLC is a registered investment adviser under the Investment Advisers Act of 1940. Established in 2022 and organized in 2004, the firm is principally owned by C. Theodore Hicks II. Specializing in investment management services for individuals and high net worth individuals, Hicks & Associates offers discretionary management of separately managed accounts investing in individual stocks, bonds, mutual funds, and ETFs. The firm tailors services to clients' financial conditions, goals, and risk tolerance, making investment decisions based on individual needs. Hicks & Associates manages approximately $97,325,022 in assets as of December 31, 2024. The firm charges annual fees ranging from 0.30% to 2.00% of assets under management, calculated monthly in advance. Clients may negotiate fees, and Hicks & Associates operates under a fiduciary duty, acting in clients' best interests. The firm employs a Multi-Strategy Investment Management Process, utilizing strategies such as Buy and Hold, Discretionary, Quantitative, Trend Following, and Tactical. Investment risks include market fluctuations, stock selection, small and medium-sized company risks, and non-U.S. securities risks. Hicks & Associates does not engage in soft dollar practices, cross trades, or principal transactions. Clients receive quarterly account statements from a third-party custodian, and the firm has no custody of client funds. The firm exercises full investment discretion, including voting client securities proxies in accordance with its Proxy Voting Policy. Hicks & Associates has no financial matters or bankruptcy proceedings to disclose.