JS
James Schmidt
from Tribeca Financial, LLC
James Schmidt is a financial advisor based in Arizona, Mesa,
with 25 years of experience. James currently works for
Tribeca Financial, LLC.
James maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S66 (Uniform Combined State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Schmidt works at Tribeca Financial, LLC
Tribeca Financial, LLC is a financial advisory firm based in Mesa, Arizona. It currently has approximately $89,062,010 of assets under management and employs about 5 people. Tribeca Financial, LLC uses a fee structure of a percentage of assets under your management and referral fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Combined State Law Examination (S66)
Years registered
6 years
Fee structure
A percentage of assets under your management and referral fees
Office location
2812 N. Norwalk, Ste 103, Mesa, Arizona, 85215
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