Tribeca Financial, LLC

Tribeca Financial, LLC is a registered investment adviser based in Mesa, Arizona, providing investment advisory services since July 27, 2001. The firm offers discretionary and non-discretionary portfolio management services tailored to individual investment objectives. Clients may grant discretionary authorization for Tribeca to make investment decisions on their behalf. The firm emphasizes passive management by investing in a diversified portfolio of stocks and mutual funds. Tribeca also offers sub-advisory arrangements and provides complementary written financial wealth plans. The annual fee for investment management services ranges from 0.15% to 1.25% of assets under management, depending on the negotiated fee schedule. Clients have the option to limit discretionary authority and may enter into non-discretionary arrangements where approval is required before executing transactions. Tribeca does not accept performance-based fees or participate in side-by-side management. The firm serves various types of clients, including individuals, high net worth individuals, pension plans, charitable organizations, and corporations. Tribeca does not have any disciplinary disclosures and maintains a Code of Ethics to ensure professional conduct. The firm does not vote client securities and does not provide financial information due to its SEC registration. Clients' privacy is a top priority, and Tribeca has policies in place to safeguard personal information.