Mark Stein

from Galvin, Gaustad & Stein, LLC
SEC regulated
Regulated Investment Advisor
Mark Stein is a financial advisor based in Arizona, Scottsdale, with 47 years of experience. Mark currently works for Galvin, Gaustad & Stein, LLC. Mark maintains a S63 license (Uniform Securities Agent State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Mark Stein works at Galvin, Gaustad & Stein, LLC
Galvin, Gaustad & Stein, LLC is a financial advisory firm based in Scottsdale, Arizona. It currently has approximately $1,090,118,834 of assets under management and employs about 13 people. Galvin, Gaustad & Stein, LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Years registered
6 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
7377 E. Doubletree Ranch Road, Suite 250, Scottsdale, Arizona, 85258

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