Legacy Financial Group is a financial advisory firm based in Des Moines, Iowa. It currently has approximately $726,274,366 of assets under management and employs about 18 people. Legacy Financial Group uses a fee structure of a percentage of assets under your management, hourly charges and financial education program fees.

Dmkc Advisory Services, LLC is a financial advisory firm based in Des Moines, Iowa. It currently has approximately $402,271,974 of assets under management and employs about 13 people. Dmkc Advisory Services, LLC uses a fee structure of a percentage of assets under your management and hourly charges.

RIA Advisory Group, LLC, established in July 25, 2005, is a financial advisory firm based in Des Moines, IA. The firm's mission is to provide clients with integrity, ethical standards, and full accountability. Services offered include investment supervisory services tailored to individual client goals, financial planning, educational seminars, and workshops. The firm's investment strategies involve charting, fundamental, and technical analysis, with a focus on long-term and short-term trading. RIA Advisory Group does not participate in wrap fee programs and has regulatory assets under management totaling $446,014,981 for discretionary amounts and $10,502,855 for non-discretionary amounts as of 12/31/2024. The fee schedule for investment supervisory services has a maximum allowable annual fee of 2% of the account value, with fees paid monthly or quarterly in arrears. Clients have the option to direct brokerage and accounts are reviewed monthly, quarterly, or annually. The firm does not accept performance-based fees or compensation for the sale of securities to clients. There is no minimum account size requirement, and clients have the option to impose restrictions on their investments. RIA Advisory Group does not take custody of client accounts and does not receive economic benefits for advice rendered to clients. The firm acts in the best interest of clients and maintains a code of ethics covering various areas such as personal securities transactions and standards of business conduct.

Peterson Financial Group, Inc. is a Registered Investment Advisor offering a wrap fee program that provides investment advisory services and execution of client transactions for a specified fee not based on transactions in their accounts. The firm customizes investment strategies individually for clients and offers retirement income planning services through a four-step financial planning process called the Retirement Readiness Review. Clients engaging in the firm's investment management services do so on a discretionary basis. The firm primarily allocates client assets among various equities, ETFs, cash, and mutual funds based on client objectives. Clients do not pay brokerage commissions in addition to the advisory fee. The firm works with individuals and high net-worth individuals without imposing a minimum account value requirement. The firm's investment strategies include asset allocation, fundamental analysis, and mutual fund/ETF analysis. Peterson Financial Group does not receive compensation for client referrals and has implemented a Code of Ethics to ensure proper conduct. The firm does not have any disciplinary actions to report and provides regular account statements to clients. Clients are encouraged to review statements from the custodian and compare them with reports from the firm. The firm has safeguards in place to ensure compliance with the Custody Rule and does not require directed brokerage from clients. Peterson Financial Group does not require prepayment of fees exceeding $1200 or have financial conditions that may impair its ability to meet client commitments.

Des Moines Investments, LLC., founded in 2006 by David D. Harkin, CFP®, CLU, ChFC, and later joined by Matthew Sean Kimberley, is an SEC-registered investment advisor based in Des Moines, Iowa. The firm, acting as a fiduciary, offers personalized investment management services tailored to clients' goals, risk tolerance, and financial situation. Services include ongoing portfolio management, financial planning, and investment advice for individuals and businesses. Des Moines Investments manages assets totaling $194,283,224 on a discretionary basis as of March 2025. Fees are charged quarterly, ranging from 1% to .80% annually, with negotiable rates based on account balances and trading activity. The firm does not engage in performance-based fees or side-by-side management. Investment strategies include long-term purchases, short-term purchases, and trading, with a focus on diversification and risk management. Clients are advised on potential risks, including market, foreign securities, capital, and interest rate risks. The firm uses Charles Schwab as its custodian and brokerage platform, offering various benefits and services. Clients have investment discretion, with DSMI making investment decisions based on clients' needs and preferences. The firm maintains a Code of Ethics and a business continuity plan to ensure client protection and service continuity. Clients receive regular account reviews and access to statements and tax information through Charles Schwab. Referrals may result in gift cards, and the firm does not take physical custody of client funds. Clients have the right to terminate the advisory relationship with a 10-day notice.