Ria Advisory Group, LLC

RIA Advisory Group, LLC, established in July 25, 2005, is a financial advisory firm based in Des Moines, IA. The firm's mission is to provide clients with integrity, ethical standards, and full accountability. Services offered include investment supervisory services tailored to individual client goals, financial planning, educational seminars, and workshops. The firm's investment strategies involve charting, fundamental, and technical analysis, with a focus on long-term and short-term trading. RIA Advisory Group does not participate in wrap fee programs and has regulatory assets under management totaling $446,014,981 for discretionary amounts and $10,502,855 for non-discretionary amounts as of 12/31/2024. The fee schedule for investment supervisory services has a maximum allowable annual fee of 2% of the account value, with fees paid monthly or quarterly in arrears. Clients have the option to direct brokerage and accounts are reviewed monthly, quarterly, or annually. The firm does not accept performance-based fees or compensation for the sale of securities to clients. There is no minimum account size requirement, and clients have the option to impose restrictions on their investments. RIA Advisory Group does not take custody of client accounts and does not receive economic benefits for advice rendered to clients. The firm acts in the best interest of clients and maintains a code of ethics covering various areas such as personal securities transactions and standards of business conduct.