Sgroi Wealth

Broadway Advisor Group, LLC, operating as Sgroi Wealth, is a Limited Liability Company established in October 2022 by Jason Michael Sgroi and Michael Anthony Sgroi. The firm offers portfolio management services tailored to individual client goals, risk tolerance, and time horizons. Clients receive Investment Policy Statements outlining their current financial situation. BAG seeks discretionary authority from clients to make investment decisions in line with fiduciary duties. The firm's investment strategies include long-term trading, short sales, margin transactions, and options trading. BAG charges asset-based fees for portfolio management and pension consulting services, with fees ranging from 0.10% to 1.50% based on assets under management. Clients may impose restrictions on investments based on personal values. BAG does not accept performance-based fees and provides services to individuals, high-net-worth individuals, and pension and profit-sharing plans. The firm's methods of analysis include fundamental analysis, modern portfolio theory, and technical analysis. BAG has a Code of Ethics covering various areas and conducts periodic reviews of client accounts. Clients receive quarterly reports detailing account performance. The firm does not accept compensation for the sale of investment products and does not have any disciplinary actions or bankruptcy petitions in the last ten years.