Oakmont Advisory Group, LLC

Oakmont Advisory Group, LLC, a registered investment adviser founded in 2011, specializes in providing personalized financial planning and investment management services primarily to individuals, trusts, estates, charitable organizations, and corporations. The firm offers discretionary and non-discretionary asset management services, determining investment goals based on individual client factors. Investment strategies include long-term purchases, short-term purchases, trading, and option writing. The firm may recommend third-party investment advisers such as Altruist, Dimensional Funds, and Vanguard. Clients typically have a household minimum of $100,000 to open accounts, with fees based on a percentage of assets under management. Advisor does not receive external compensation for securities sales and does not use performance-based fees. The firm emphasizes fundamental, technical, and cyclical analysis in security selection, with a focus on risk management. Client accounts are reviewed periodically, with account statements provided quarterly by custodians. The firm's employees adhere to a Code of Ethics, ensuring client interests are prioritized. The firm's financial condition is stable, having participated in the CARES Act's Paycheck Protection Program. No bankruptcy petitions have been filed in the past ten years. Supervised persons include Ralph Hicks, ChFC®, CLU®, and David B. Hicks, with detailed educational backgrounds and business experiences provided. Additional compensation may be received based on sales, and all supervised persons are subject to firm supervision and compliance requirements. Brandon Connor Kinsner, an Investment Advisor Representative, also provides financial services under the firm's supervision.