Cornerstone Financial Planning, Inc.

Cornerstone Financial Planning, Inc. is an independent financial planning and investment advisory firm established in October 2009 in Appleton, WI. The firm specializes in providing financial planning and investment advisory services to individuals and high-net-worth individuals, trusts, and estates. Their investment strategy is based on asset allocation models utilizing modern portfolio theory to create diversified portfolios consisting of mutual funds, exchange-traded funds, separate account managers, and private placements for qualified clients. CFPI charges an asset-based fee ranging from 1.00% to 0.80% based on the assets under supervision. The firm does not require a minimum initial investment and exercises investment discretion for clients who grant a limited power of attorney. CFPI reviews client accounts quarterly, provides financial planning services, and may offer income tax preparation. The firm does not charge performance-based fees, engages in limited brokerage practices, and does not participate in wrap fee programs. CFPI does not have any disciplinary history, maintains custody of client assets through a custodian, and does not share client information for marketing purposes. Clients have the right to limit sharing of personal information for specific purposes.