Sumnicht & Associates, LLC

Sumnicht & Associates, LLC is a financial advisory firm founded by Vernon C. Sumnicht in 1988. Vernon is the Chief Executive Officer, Chief Investment Officer, and Chief Compliance Officer of the firm. He holds a Bachelor of Arts in Business Administration from the University of Wisconsin, Whitewater, an MBA in Finance from the University of Wisconsin, Whitewater, and is a Certified Financial Planner (CFP®) since 1988. The firm specializes in providing financial planning services at a fiduciary standard of care, ensuring that clients' best interests are prioritized. All advisors at Sumnicht & Associates are required to have a college degree and/or substantial investment-related experience, as well as maintain all necessary licenses and designations. Clients have the option to work with Sumnicht for the purchase of life insurance and/or annuity products, for which he may receive commissions. The firm is affiliated with iSectors®, LLC, an SEC registered investment adviser, providing asset allocation models to assist in managing clients' assets. Sumnicht & Associates emphasizes compliance with regulatory requirements, with Vernon Sumnicht overseeing the enforcement of the company's compliance policies and procedures. As a CFP® professional, Vernon adheres to the CFP Board's Code of Ethics and Standards of Conduct, ensuring ongoing education and ethical standards are met to maintain the CFP® certification.