North Berkeley Wealth Management, LLC

North Berkeley Wealth Management, LLC, established in 2005, offers comprehensive financial planning and investment management services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm, wholly owned by Kate King, Brian Kozel, and Sam Wood-Bednarz, primarily charges a fee based on a percentage of assets under management. Clients grant the firm investment discretion, allowing North Berkeley to place trades on their behalf under a limited power of attorney. The firm does not act as a custodian of client assets, except in specific trustee situations. North Berkeley's investment strategies focus on long-term wealth building through well-managed companies, utilizing institutional mutual funds and exchange-traded funds. The firm conducts periodic reviews of client accounts, offers financial planning services, and may provide referrals to other professionals when needed. Fees are calculated based on a tiered structure, with a minimum quarterly fee of $2,500 for assets under $1 million. North Berkeley does not charge performance-based fees and has not been subject to disciplinary actions. The firm emphasizes transparency, integrity, and client-focused service in all dealings.