Financial Strategies, Inc.

Financial Strategies, Inc., located in Brookfield, WI, is a registered investment adviser established in 1991. The firm specializes in providing investment advisory services to individuals, trusts, estates, and charitable organizations. Their principal owner is James Cantrell. Financial Strategies offers Private Client Services for clients with $1 million or more in investable assets, providing financial planning, investment management, and asset allocation. The firm also offers comprehensive financial planning and investment management services for clients who do not qualify for Private Client Services. They charge fees based on a percentage of assets under management, with a minimum annual fee of $10,000 for Private Client Services. Financial Strategies does not accept performance-based fees or participate in side-by-side management. The firm's investment strategies include fundamental analysis, cyclical analysis, long-term purchases, and margin transactions. They do not have any reportable disciplinary information and do not receive compensation for client referrals. The firm exercises limited custody over client funds and securities, with assets held by independent custodians. Clients grant the firm investment discretion, allowing them to make trades without prior approval. Financial Strategies does not vote proxies on behalf of clients but may offer advice on corporate actions. The firm has no financial impairments that would affect meeting contractual commitments.