Sterling Capital Management Inc

Sterling Capital Management, Inc. is a financial advisory firm founded in February 1997 and located in Brookfield, WI. The firm offers investment advisory, financial planning, and consulting services to individuals, corporations, and nonprofit organizations on both discretionary and non-discretionary bases. As of March 2023, the firm managed approximately $175,663,809 in regulatory assets under management. For separately managed accounts, fees are typically 2% per year, subject to negotiation. Financial planning services are charged at a fixed rate of around $350 per hour. The firm may charge fees quarterly, deducting them from client accounts. Clients may incur additional fees such as brokerage charges, transaction costs, and service fees. Sterling caters to a broad mix of clients, including individuals, high net worth individuals, pension and profit-sharing plans, trust accounts, corporations, charities, and nonprofit organizations, with a minimum account size of $100,000. The firm does not charge performance-based fees and does not manage pooled investment vehicles. Clients have the option to impose reasonable restrictions on their investment portfolios, subject to Sterling's approval. The firm's investment strategies focus on factors in the global economy, with portfolios structured to match individual client needs and objectives. Sterling emphasizes compliance with laws and regulations, and its employees adhere to a Code of Ethics to protect client interests. The firm does not have custody of SMA client assets but has custody of the fund's assets. Sterling provides quarterly account reviews and does not pay for client referrals in SMA accounts. The firm exercises investment discretion within client accounts, with clients required to provide ongoing approval for non-discretionary accounts. Sterling does not have financial conditions likely to impair its commitments to clients.