Kaizen Financial Strategies, LLC

Kaizen Financial Strategies, LLC is a registered investment adviser based in Campbell, CA, specializing in managing assets for various clients, including individuals, high net worth individuals, entrepreneurs, small business owners, and non-profit organizations. Established in 2025, the firm acts as a fiduciary, always prioritizing clients' best interests. They offer a wrap fee program where clients pay a single fee for investment advisory services and custodial transaction costs. The firm's investment strategy includes creating tailored portfolios consisting of individual stocks, bonds, ETFs, options, mutual funds, and other securities. They utilize fundamental, technical, sector, and qualitative analysis, along with strategies like asset allocation, fixed income, long-term purchases, margin transactions, options, and short sales. Clients are encouraged to maintain a minimum account balance of $100,000 for the Enhanced Income Portfolios program. The firm does not recommend or offer wrap program services from other providers and does not charge performance-based fees. Clients have full control over voting their securities, and the firm does not accept proxy authority. Schwab is recommended as the custodian, offering a range of investment products and services. The firm's Chief Compliance Officer reviews accounts annually, ensuring alignment with clients' goals and market conditions. Kaizen Financial Strategies does not provide financial information in this brochure.