Stonefield Investment Advisory, Inc.

Stonefield Investment Advisory, Inc. is a Registered Investment Adviser founded in 1998, offering financial planning and asset management services to individuals, pension and profit-sharing plans, trusts, charitable organizations, and small businesses. The firm's owner, Jon R. Werner, has been in the industry since 1994 and holds various securities licenses. Stonefield provides personalized management of accounts, quarterly performance reports, and offers programs like Stonefield Asset Management Services (SAMS) with a minimum opening balance of $25,000. Clients pay asset under management (AUM) fees, which are calculated as a percentage of the market value of assets held in the account. Stonefield may waive the minimum account size at its discretion. The firm does not charge performance-based fees and does not have discretion over client accounts without written authorization. Clients have the ability to place reasonable restrictions on account management. Stonefield primarily recommends establishing brokerage accounts with Schwab Institutional and does not participate in initial public offerings. The firm does not vote proxies on behalf of clients and maintains a business continuity plan. Stonefield's Chief Compliance Officer, Jon R. Werner, also serves as a licensed insurance agent. Clients are provided with privacy notices and are assured of the security of their personal information. Jon R. Werner has one customer complaint from 2012 and is involved in insurance product sales. The firm's activities are supervised by Jon R. Werner, who has not been involved in any disciplinary events.