Sqn Venture Partners, LLC

SQN Venture Partners, LLC (SQNVP) is a registered investment adviser specializing in managing Regulation D exempt funds and privately offered investment vehicles. Established in January 2015, SQNVP currently manages assets totaling approximately $163,724,122 as of December 31, 2024. The firm's investment strategy focuses on debt securities, leases, and related equity securities in emerging technology sectors such as information technology, biotech, and energy technology. SQNVP's investment philosophy aims to provide steady cash flow, regular dividends, and attractive total returns, with additional upside potential from warrant realizations. SQNVP charges management fees ranging from 1.5% to 2.00% of the original principal amount of outstanding portfolio investments, calculated quarterly and payable monthly. The firm's fee structure is negotiable based on factors such as account size and asset type. SQNVP is owned by individuals, with Ryan McCalley controlling over 75% of the firm. Investors in SQNVP's funds are typically accredited investors, qualified clients, or qualified purchasers, meeting specific qualifications outlined in the fund's offering documents. The firm operates on a discretionary basis, with full investment authority granted by each fund's governing documents. SQNVP does not engage in soft dollar arrangements and does not pay for referrals or receive compensation for referrals. The firm's employees operate under a Code of Ethics that prohibits personal trading conflicts of interest and ensures compliance with securities laws. SQNVP provides annual reports to investors, conducts independent audits, and has custody of client assets. Clients have limited involvement in voting securities, as SQNVP generally votes proxies in the best interests of the funds.