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Ancora Alternatives LLC
SEC-regulated
Registered investment advisor
Ancora Alternatives LLC, established in 2024, is a registered investment advisor specializing in Private Funds for high-net-worth investors, family offices, institutions, and other advisors. The firm is a fiduciary under ERISA and the IRC, acting in the best interests of clients. Ancora offers separately managed accounts, sub-advisory services, and tailored portfolios. The firm may receive performance-based fees and offers 3c7 and 3c1 investment structures. Ancora may participate in class action suits on clients' behalf. The firm's investment strategies include event-driven multi-strategy, small-cap activism, long/short credit, arbitrage, and special situations. Ancora's risk analysis focuses on equity valuation and investment strategies. The firm has not been involved in disciplinary actions and has a Code of Ethics in place. Ancora may receive economic benefits for client referrals and may use soft dollars for research. The firm provides full disclosure on brokerage practices, custody, proxy voting, and financial information. Ancora does not have financial constraints or bankruptcy history. The firm does not have state registration requirements. Clients are informed about fees, compensation, and investment strategies, ensuring transparency and client-focused services.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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