Ancora Family Wealth Advisors, LLC

Ancora Private Wealth Advisors, LLC is a registered investment advisor specializing in customized portfolio management for individual investors, high net worth individuals, families, pensions, and profit-sharing plans. The firm is a wholly-owned indirect subsidiary of Focus Financial Partners, LLC, with ultimate governance conducted through the board of directors at Ferdinand FFP Ultimate Holdings, LP. Ancora offers tailored relationships and lifetime planning & wealth advisory services, acting as a fiduciary under ERISA and the IRC. The firm's investment strategies include a combination of fundamental research and technical security analysis for equities, and analysis of fixed income securities based on market conditions. Ancora may charge management fees based on a percentage of assets under management, with a minimum annual fee dependent on the relationship scope. The firm may also receive performance-based fees for specialized accounts. Ancora manages accounts primarily on a discretionary basis, with a minimum account size of $750,000. The firm's investment philosophy emphasizes risk management and downside protection. Ancora does not receive additional direct compensation for managed account clients and has a formal Code of Ethics in place. Ancora may engage in directed brokerage and has a proxy voting policy to ensure proxies are voted in the best interests of clients. The firm has no financial commitments impairing its ability to meet client obligations. Ancora Private Wealth Advisors, LLC has not been subject to a bankruptcy proceeding.