Herndon Plant Oakley Ltd
Brent S. Holt is an Investment Advisor Representative at Herndon Plant Oakley Ltd. with a B.S. in Industrial Distribution from Texas A&M University. He has been with the firm since 2011 and is also registered with Springwater Advisors, LLC. Mr. Holt engages in broker-dealer activities, executing trades for clients and may receive commissions. He charges advisory fees, ticket charges, and may receive distribution fees from mutual funds. As a fiduciary, he is overseen to ensure client interests are prioritized. Mr. Holt is also a licensed insurance agent through Herndon Plant Oakley Insurance Agency LC, though insurance activities represent less than 1% of his services. He may earn insurance commissions based on production. Supervised by Elizabeth Ragan, Chief Compliance Officer, Mr. Holt's activities are monitored regularly. He has no disciplinary history and meets state registration requirements. Clients can contact Elizabeth Ragan for supervision-related inquiries. Mr. Holt does not receive additional compensation from third parties for advisory services, but may earn compensation from brokerage commissions, insurance commissions, and account management fees.
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