Kapstone Financial Advisors LLC

Kapstone Financial Advisors LLC is a registered investment advisor with the U.S. Securities and Exchange Commission (SEC), established in December 2017 and registered in February 2022. The firm specializes in providing advisory services to individuals, high net worth individuals, families, trusts, estates, businesses, and retirement plans. Kapstone acts as a fiduciary, upholding a duty of loyalty, fairness, and good faith towards each client. The firm offers wealth management services, including discretionary wealth management, financial planning, and consulting services. Investment strategies primarily involve exchange-traded funds (ETFs) and mutual funds, with a focus on long-term investment but may include short-term adjustments based on client needs or market conditions. Kapstone charges fees ranging from 0.50% to 1.50% annually based on factors such as the scope of services and assets managed. The firm does not charge performance-based fees and does not participate in soft dollar programs. Clients have discretion over the selection of the custodian for custody and execution services. Kapstone does not accept or maintain custody of client accounts. The firm's team includes David C. Kronour (Managing Director and Chief Compliance Officer), Randall J. Kronour (Senior Vice President), and Roy E. McGuffin (Director of Operations). The firm's privacy policy ensures the protection and confidentiality of clients' personal information and restricts sharing except for necessary business purposes. Clients can limit the sharing of their information for marketing purposes. The firm's Privacy Policy is reviewed annually and may be revised with notification to clients. For any questions or concerns, clients can contact Kapstone at (937) 751-1000.