Essex LLC

Essex, LLC is a registered investment adviser with the United States Securities and Exchange Commission, established in 1997 by James W. Hartwell and Arthur A. Freedman. The firm's team comprises experienced professionals with backgrounds in investment management, tax, and estate planning. Essex, LLC primarily offers investment management services, acting as a fiduciary and providing advice in clients' best interests. The firm manages client accounts on a discretionary and non-discretionary basis, constructing investment portfolios tailored to individual objectives, time horizons, and risk tolerances. Clients have varying fee structures based on assets under management, with fees ranging from 1-1.75% annually. The firm's investment philosophy involves analyzing economic indicators, fundamental and technical analysis, annual reports, and sector analysis to manage risk and optimize portfolio performance. Essex, LLC has a comprehensive Code of Ethics, ensuring transparency, compliance, and client protection. The firm does not participate in performance-based fees, maintains custody of client assets through Charles Schwab & Co., Inc., and provides a privacy policy to safeguard client information. Essex, LLC offers investment discretion, allowing clients to authorize trades and disbursements, and provides voting guidelines for client securities. The firm's commitment to client privacy and compliance with the Gramm Leach Bliley Act underscores its dedication to maintaining confidentiality and data security.