Wheeler Retirement Plans LLC

Wheeler Retirement Plans LLC is a Registered Investment Adviser based in Duluth, Minnesota, established in September 2023. The firm specializes in company-sponsored retirement plan consulting and management services, offering services such as plan design, investment lineup selection, plan administration support, and education. They provide recommendations on establishing or revising investment policy statements, selecting and monitoring designated investment alternatives, and managing model asset allocation portfolios. The firm does not offer wrap fee program accounts and has approximately $520,000,000 assets under management with discretionary authority. For fees, Wheeler Retirement Plans LLC charges asset management fees based on asset size and service complexity, with a maximum of 1.00% for all assets under management. They also offer fixed fee accounts and disclose additional fees and expenses that clients may incur. The firm does not charge performance-based fees or engage in side-by-side management. Clients include plan sponsors for various retirement plans, with no minimum account size requirement. Investment strategies incorporate asset allocation, dollar-cost averaging, technical analysis, and long-term and short-term purchases, with a focus on maintaining purchasing power over the long term. The firm's Code of Ethics emphasizes fiduciary duties, and they do not compensate for client referrals. Clients' accounts are reviewed quarterly, and the firm does not have physical custody of client funds. Clients can grant investment discretion to the firm, and proxy voting is the responsibility of the client.