Hasenberg Financial Group

Hasenberg Financial Group, established in April 2013 and registered as an investment adviser in May 2023, offers customized investment strategies through a wrap fee program. The firm provides portfolio management services on a discretionary basis, tailored to clients' investment objectives and risk tolerance. Clients grant discretionary authority for the firm to select securities and execute transactions without prior permission. Hasenberg primarily allocates client assets among ETFs and Mutual Funds, with the option to advise on other investment products. The firm offers estate planning solutions through Wealth.com under a separate agreement with a flat fee of $1,000. The wrap fee structure charges an annual management fee based on a percentage of assets under management, ranging from 1.75% to 0.75%. Financial planning services are included in advisory fees for investment management clients. The firm does not have a minimum account size requirement and primarily serves individuals and high net worth individuals. Hasenberg Financial Group does not charge performance-based fees and employs tactical asset allocation strategies. The firm discloses potential investment risks, including credit, interest rate, and liquidity risks, associated with recommended securities. Clients receive periodic account reviews and reports, with financial planning clients receiving a written or digital financial plan. The firm does not accept compensation for client referrals and maintains custody of client assets at a qualified custodian, Charles Schwab. The firm does not have any financial commitments impairing its ability to service clients.