Tradition Wealth Management LLC

Tradition Wealth Management, LLC is an established investment advisory firm specializing in customized advisory services. Founded in 2003, the firm offers various services, including the Tradition Wealth Asset Management Program, Financial Planning Consulting Services, Third-Party Managed Programs, Unified Managed Account, Pooled Investment Programs, and Retirement Plan Services. Clients have the option to grant discretionary authority to manage their accounts, allowing Tradition Wealth to make changes without prior consultation. The firm primarily uses ETFs, mutual funds, stocks, and bonds in managing client portfolios. For compensation, fees are negotiable based on account size and complexity, with annual fees ranging from 1.50% to 2.00%. Financial planning services are offered on a fixed fee or hourly basis. Tradition Wealth may receive compensation from third-party asset managers and may charge fees for 1031 Exchange Consulting. The firm does not use performance-based fees due to potential conflicts of interest. Tradition Wealth caters to high net worth individuals, pension and profit sharing plans, and charitable organizations. While there is no reportable disciplinary information, the firm discloses potential conflicts of interest related to compensation, referrals, and custody practices. Clients receive regular account statements and have the option to request more frequent reports. The firm does not vote client securities but provides guidance if needed. Overall, Tradition Wealth emphasizes fiduciary duty, transparency, and client-centric services in its operations.