Rockport Wealth Advisors

Rockport Wealth, LLC, operating as Rockport Wealth Advisors and J. Arnold Wealth Management, offers the Rockport Wealth Wrap Fee Program, combining portfolio management fees, commissions, and trade execution costs into a bundled fee. The firm, established in 2024, acts as the Program's manager and is responsible for research, security selection, and transaction implementation. Clients have limited discretion over their investments, with the Advisor maintaining trading authority within specified objectives. The firm tailors services to individual client needs, focusing on portfolio management without financial planning services. Fees are negotiable based on account value, with a percentage fee structure ranging from 1.50% to 1.00%. The firm may enter into performance-based fee arrangements with qualified clients, charging a maximum asset management fee of 1.00% and a maximum of 10% of annual gross profits. Rockport Wealth emphasizes ethical conduct, compliance with regulations, and fiduciary duty to clients. The firm's Chief Compliance Officer monitors personal trading activities to ensure alignment with client interests. The firm's Code of Ethics prohibits insider trading and requires reporting of personal securities transactions. Rockport Wealth does not recommend securities in which the firm or related persons have a material financial interest, ensuring client interests are prioritized. The firm's financial condition is stable, with no bankruptcy petitions in the past ten years.