Keene & Dorchak

Keene & Dorchak, d/b/a Keene & Dorchak, is a Texas Corporation established in 1994 and registered as an investment adviser with the SEC since September 19, 1994. The firm offers discretionary and non-discretionary investment advisory services on a fee-only basis, focusing on portfolio management. Clients must enter into a Portfolio Management Agreement before services commence. The firm does not provide financial planning services but may recommend other professionals for non-investment purposes. Clients retain discretion over implementation decisions. Keene & Dorchak primarily uses mutual funds and exchange-traded funds in client portfolios. The annual investment advisory fee is percentage-based, with a minimum account size requirement of $250,000. The firm recommends Charles Schwab as a custodian and broker-dealer for client assets. Clients receive quarterly account statements and performance reports. The firm exercises investment discretion for clients who have granted such authority. Keene & Dorchak votes proxies based on clients' best interests and may engage an unaffiliated service provider for class action settlements. The firm does not participate in class action proceedings on behalf of clients. There are no disciplinary events to report, and the firm's financial condition is stable. For more details, clients can request the firm's Proxy Voting Policy and information on specific proxy votes.