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La Ferla Group LLC
SEC-regulated
Registered investment advisor
La Ferla Group LLC is a Registered Investment Adviser based in Garden City, NY. The firm was established in May 2015 and is led by Managing Principals Joseph A. La Ferla, Jr., John G. Macri, Thomas D. Cordovano, Regis R. Dillon, Michael Ciabattoni, and Sean P. Callaghan. The firm specializes in wealth management and financial planning services. The advisors at La Ferla Group hold various professional designations such as CERTIFIED FINANCIAL PLANNER™ (CFP®), Certified Financial Analyst (CFA®), and Certified Investment Management Analyst (CIMA®).
La Ferla Group requires a minimum initial investment amount, which is not disclosed in the brochure. The firm operates on a fee-based compensation structure and does not receive additional compensation from third parties for providing investment advisory services. The advisors at La Ferla Group act as fiduciaries, meaning they are obligated to act in the best interests of their clients. Clients have the option to grant the advisors investment discretion, allowing them to make investment decisions on behalf of the clients based on their financial goals and risk tolerance.
The firm's investment philosophy is centered around providing personalized financial advice tailored to each client's unique circumstances. La Ferla Group emphasizes transparency, ethical conduct, and professional excellence in the global investment industry. Clients can access additional information about the firm's advisors on the SEC's website.
This firm is a Regulated Investment Advisor
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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