Wilmington Capital Securities, LLC

Wilmington Capital Securities, LLC is a Garden City-based financial advisory firm established in 2010, offering investment advisory services through various platforms. The firm provides discretionary and non-discretionary investment services, financial planning, and custom portfolio management. Their investment strategy focuses on tactical allocation to reduce risk and enhance performance, utilizing various securities including mutual funds and options. Clients can expect tailored services based on individual needs, with fees ranging from 0.5% to 2.0% of assets under management. Additionally, hourly and fixed fee structures are available for financial planning services. The firm does not charge performance-based fees and does not hold client funds, instead utilizing Schwab, RBC, or IB as custodians. Clients have the option to grant investment discretion to WCS, allowing for trade execution within specified guidelines. WCS does not vote on client securities and does not engage in proxy voting. The firm maintains a Code of Ethics to ensure ethical conduct and compliance with regulations. WCS has disclosed past disciplinary events and financial assistance received during the COVID-19 pandemic. As of the latest disclosure, WCS manages assets totaling $258,250,437.00 across approximately 279 client accounts.